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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CNTB
8751
PUT
Connect Biopharma Holdings
CNTB
$116M
$1.43K ﹤0.01%
600
-7,600
-93% -$18.4K
KNDI
8752
PUT
Kandi Technologies Group
KNDI
$62.3M
$1.43K ﹤0.01%
+2,000
New +$1.48K
FPH icon
8753
Five Point Holdings
FPH
$371M
$1.42K ﹤0.01%
269
-550
-67% -$2.76K
NKTX icon
8754
PUT
Nkarta
NKTX
$209M
$1.42K ﹤0.01%
500
-800
-62% -$2.25K
SBH icon
8755
CALL
Sally Beauty Holdings
SBH
$1.56B
$1.41K ﹤0.01%
+100
New +$1.35K
AVIR icon
8756
PUT
Atea Pharmaceuticals
AVIR
$468M
$1.4K ﹤0.01%
+300
New +$1.49K
MTW icon
8757
CALL
Manitowoc
MTW
$772M
$1.39K ﹤0.01%
100
-2,100
-95% -$26.7K
SLI
8758
PUT
Standard Lithium
SLI
$597M
$1.38K ﹤0.01%
500
-1,600
-76% -$5.82K
KREF
8759
PUT
KKR Real Estate Finance Trust
KREF
$492M
$1.37K ﹤0.01%
+200
New +$1.32K
BNCWW
8760
PUT
CEA Industries Inc Warrant
BNCWW
$1.36K ﹤0.01%
500
+200
+67% +$5
CGBD icon
8761
Carlyle Secured Lending
CGBD
$804M
$1.36K ﹤0.01%
129
-329
-72% -$3.67K
GDOT icon
8762
CALL
Green Dot
GDOT
$760M
$1.35K ﹤0.01%
100
MNTK icon
8763
Montauk Renewables
MNTK
$317M
$1.35K ﹤0.01%
864
-4,051
-82% -$5.99K
CINT icon
8764
CALL
CI&T Inc
CINT
$458M
$1.34K ﹤0.01%
400
-1,000
-71% -$4.03K
GILT icon
8765
PUT
Gilat Satellite Networks
GILT
$780M
$1.33K ﹤0.01%
100
-700
-88% -$11.5K
EVMN
8766
PUT
Evommune Inc
EVMN
$445M
$1.33K ﹤0.01%
+100
New +$2.32K
BTCL
8767
PUT
T-Rex 2X Long Bitcoin Daily Target ETF
BTCL
$37.3M
$1.33K ﹤0.01%
200
-1,000
-83% -$16.8K
COSM icon
8768
Cosmos Holdings
COSM
$27.5M
$1.32K ﹤0.01%
7,138
+3,335
+88% +$968
DIV icon
8769
Global X SuperDividend US ETF
DIV
$791M
$1.31K ﹤0.01%
+69
New +$1.32K
BIB icon
8770
ProShares Ultra NASDAQ Biotechnology
BIB
$104M
$1.31K ﹤0.01%
13
-49
-79% -$4.13K
CELU icon
8771
Celularity
CELU
$48.6M
$1.31K ﹤0.01%
2,188
+2,133
+3,878% +$2.05K
HDSN
8772
Hudson Technologies
HDSN
$225M
$1.3K ﹤0.01%
226
-660
-74% -$3.75K
CLVT icon
8773
CALL
Clarivate
CLVT
$1.32B
$1.3K ﹤0.01%
+600
New +$1.47K
TARA icon
8774
Protara Therapeutics
TARA
$233M
$1.29K ﹤0.01%
339
-4,110
-92% -$19.5K
WRAP icon
8775
PUT
Wrap Technologies
WRAP
$103M
$1.29K ﹤0.01%
+1,000
New +$1.41K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.