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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FCPT icon
8701
Four Corners Property Trust
FCPT
$2.74B
$1.67K ﹤0.01%
68
+17
+33% +$423
LE icon
8702
Lands' End
LE
$323M
$1.67K ﹤0.01%
+159
New +$1.83K
SIFY
8703
PUT
Sify Technologies
SIFY
$1.04B
$1.66K ﹤0.01%
+100
New +$1.54K
BLCO icon
8704
PUT
Bausch + Lomb
BLCO
$6.44B
$1.66K ﹤0.01%
100
-300
-75% -$4.77K
IHS icon
8705
CALL
IHS Holding
IHS
$2.87B
$1.65K ﹤0.01%
200
-400
-67% -$3.3K
AMH icon
8706
American Homes 4 Rent
AMH
$11.7B
$1.64K ﹤0.01%
+49
New +$1.55K
EVRG icon
8707
Evergy
EVRG
$18.8B
$1.64K ﹤0.01%
+19
New +$1.57K
FAN icon
8708
First Trust Global Wind Energy ETF
FAN
$244M
$1.62K ﹤0.01%
65
-341
-84% -$8.77K
FRST icon
8709
Primis Financial Corp
FRST
$406M
$1.62K ﹤0.01%
+99
New +$1.44K
GLRE icon
8710
CALL
Greenlight Captial
GLRE
$503M
$1.62K ﹤0.01%
+100
New +$1.72K
TIC
8711
PUT
TIC Solutions Inc
TIC
$2.04B
$1.62K ﹤0.01%
200
-1,400
-88% -$11.8K
NVX
8712
PUT
NOVONIX
NVX
$75.1M
$1.61K ﹤0.01%
350
XNCR icon
8713
PUT
Xencor
XNCR
$1.98B
$1.61K ﹤0.01%
+100
New +$1.25K
ONL
8714
Orion Office REIT
ONL
$155M
$1.6K ﹤0.01%
555
+508
+1,081% +$1.39K
MVIS icon
8715
PUT
Microvision
MVIS
$50.5M
$1.6K ﹤0.01%
327
+40
+14% +$330
BABO
8716
YieldMax BABA Option Income Strategy ETF
BABO
$24.6M
$1.6K ﹤0.01%
+218
New +$2.11K
NVX
8717
NOVONIX
NVX
$75.1M
$1.6K ﹤0.01%
347
+113
+48% +$752
PLTD
8718
Direxion Dailly PLTR Bear 1X ETF
PLTD
$36.1M
$1.59K ﹤0.01%
180
-2,989
-94% -$23.6K
NHTC icon
8719
CALL
Natural Health Trends
NHTC
$13.6M
$1.59K ﹤0.01%
900
-300
-25% -$788
SCYX icon
8720
SCYNEXIS
SCYX
$52.7M
$1.59K ﹤0.01%
+391
New +$2.43K
MCHB
8721
CALL
Mechanics Bancorp
MCHB
$3.5B
$1.59K ﹤0.01%
100
-700
-88% -$10.5K
PDBA icon
8722
CALL
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$321M
$1.59K ﹤0.01%
+100
New +$3.64K
FTRI icon
8723
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$1.59K ﹤0.01%
+100
New +$1.73K
XERS icon
8724
PUT
Xeris Biopharma Holdings
XERS
$1.56B
$1.58K ﹤0.01%
200
-6,000
-97% -$38.3K
YETH
8725
Roundhill Ether Covered Call Strategy ETF
YETH
$62.4M
$1.57K ﹤0.01%
+199
New +$2.09K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.