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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VLRS
8651
CALL
Controladora Vuela Compania de Aviacion
VLRS
$787M
$1.87K ﹤0.01%
200
-30,400
-99% -$234K
OTLY
8652
CALL
Oatly Group
OTLY
$449M
$1.87K ﹤0.01%
+200
New +$2.06K
NIQ
8653
CALL
NIQ Global Intelligence PLC
NIQ
$5.42B
$1.87K ﹤0.01%
200
+100
+100% +$967
BCH icon
8654
Banco de Chile
BCH
$21.4B
$1.87K ﹤0.01%
47
-1,636
-97% -$62.3K
LXEO icon
8655
PUT
Lexeo Therapeutics
LXEO
$401M
$1.86K ﹤0.01%
400
-100
-20% -$541
AUB icon
8656
Atlantic Union Bankshares
AUB
$5.84B
$1.86K ﹤0.01%
44
+9
+26% +$343
KCCA icon
8657
KraneShares California Carbon Allowance Strategy ETF
KCCA
$121M
$1.85K ﹤0.01%
109
-2,005
-95% -$31.4K
NRDS icon
8658
CALL
NerdWallet
NRDS
$632M
$1.85K ﹤0.01%
200
-600
-75% -$5.62K
MGNX icon
8659
PUT
MacroGenics
MGNX
$280M
$1.85K ﹤0.01%
400
-700
-64% -$2.65K
LCTX icon
8660
CALL
Lineage Cell Therapeutics
LCTX
$273M
$1.83K ﹤0.01%
1,400
+700
+100% +$967
FISI icon
8661
Financial Institutions
FISI
$822M
$1.83K ﹤0.01%
47
-406
-90% -$14.4K
PDM
8662
PUT
Piedmont Realty Trust
PDM
$1.21B
$1.83K ﹤0.01%
200
-200
-50% -$1.65K
SLP icon
8663
CALL
Simulations Plus
SLP
$373M
$1.83K ﹤0.01%
+100
New +$1.54K
RSPH icon
8664
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$827M
$1.82K ﹤0.01%
+55
New +$1.71K
MSFW
8665
Roundhill MSFT WeeklyPay ETF
MSFW
$34.5M
$1.82K ﹤0.01%
+74
New +$2.09K
LUNG icon
8666
CALL
Pulmonx
LUNG
$94.9M
$1.82K ﹤0.01%
+1,400
New +$1.93K
SIGA icon
8667
CALL
SIGA Technologies
SIGA
$236M
$1.82K ﹤0.01%
+500
New +$2.24K
PDBA icon
8668
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$321M
$1.82K ﹤0.01%
+51
New +$1.85K
AERO
8669
CALL
Grupo Aeromexico SAB de CV
AERO
$2.3B
$1.8K ﹤0.01%
+100
New +$1.6K
BWMX icon
8670
PUT
Betterware México
BWMX
$586M
$1.8K ﹤0.01%
+100
New +$1.75K
HRTX icon
8671
CALL
Heron Therapeutics
HRTX
$65.3M
$1.79K ﹤0.01%
4,200
+2,800
+200% +$2.25K
AMAL icon
8672
Amalgamated Financial
AMAL
$1.47B
$1.79K ﹤0.01%
+39
New +$1.64K
DCBO
8673
PUT
Docebo
DCBO
$616M
$1.79K ﹤0.01%
100
GNL icon
8674
PUT
Global Net Lease
GNL
$2.11B
$1.79K ﹤0.01%
200
-17,200
-99% -$161K
ZUMZ icon
8675
CALL
Zumiez
ZUMZ
$304M
$1.78K ﹤0.01%
100
-100
-50% -$2.23K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.