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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EFOR
8626
Everforth Inc
EFOR
$1.33B
$2.02K ﹤0.01%
+113
New +$2.76K
HR icon
8627
PUT
Healthcare Realty
HR
$6.55B
$2.02K ﹤0.01%
100
-300
-75% -$5.83K
IMVP
8628
CALL
Invesco India ETF
IMVP
$106M
$2.01K ﹤0.01%
100
-1,500
-94% -$31.5K
SND icon
8629
PUT
Smart Sand
SND
$226M
$2K ﹤0.01%
400
ICL icon
8630
PUT
ICL Group
ICL
$7.58B
$1.99K ﹤0.01%
+400
New +$2.27K
LADR
8631
PUT
Ladder Capital
LADR
$1.25B
$1.99K ﹤0.01%
200
-800
-80% -$8.12K
ASIX icon
8632
CALL
AdvanSix
ASIX
$471M
$1.99K ﹤0.01%
100
-200
-67% -$4.5K
YYY icon
8633
Amplify CEF High Income ETF
YYY
$733M
$1.98K ﹤0.01%
172
-286
-62% -$3.27K
CERT icon
8634
PUT
Certara
CERT
$1.21B
$1.97K ﹤0.01%
300
-500
-63% -$2.82K
DAKT icon
8635
CALL
Daktronics
DAKT
$931M
$1.96K ﹤0.01%
+100
New +$1.98K
VRA icon
8636
CALL
Vera Bradley
VRA
$95.3M
$1.95K ﹤0.01%
+500
New +$1.85K
AAPD icon
8637
Direxion Daily AAPL Bear 1X ETF
AAPD
$34.6M
$1.94K ﹤0.01%
+160
New +$1.99K
COHH
8638
Leverage Shares 2X Long COHR Daily ETF
COHH
$8.45M
$1.93K ﹤0.01%
+137
New +$1.99K
EPP icon
8639
iShares MSCI Pacific ex Japan ETF
EPP
$2.34B
$1.92K ﹤0.01%
36
-9
-20% -$494
MFG icon
8640
CALL
Mizuho Financial
MFG
$136B
$1.92K ﹤0.01%
+200
New +$1.8K
NAGE
8641
PUT
Niagen Bioscience
NAGE
$251M
$1.91K ﹤0.01%
600
-28,200
-98% -$114K
KIDS icon
8642
CALL
OrthoPediatrics
KIDS
$585M
$1.91K ﹤0.01%
+100
New +$1.74K
BMEA icon
8643
PUT
Biomea Fusion
BMEA
$147M
$1.91K ﹤0.01%
1,300
-1,400
-52% -$2.09K
YSG
8644
PUT
Yatsen Holding
YSG
$250M
$1.9K ﹤0.01%
600
+500
+500% +$1.51K
EYE icon
8645
PUT
National Vision
EYE
$1.32B
$1.9K ﹤0.01%
100
-800
-89% -$16.3K
BPRO
8646
CALL
Bitwise Proficio Currency Debasement ETF
BPRO
$107M
$1.89K ﹤0.01%
+100
New +$2.18K
GDOT icon
8647
Green Dot
GDOT
$760M
$1.89K ﹤0.01%
+140
New +$1.75K
LLYX
8648
Defiance Daily Target 2x Long LLY ETF
LLYX
$38.9M
$1.89K ﹤0.01%
+68
New +$1.42K
GSOL
8649
Grayscale Solana Staking ETF
GSOL
$133M
$1.89K ﹤0.01%
341
-5,750
-94% -$34.7K
ZIP icon
8650
CALL
ZipRecruiter
ZIP
$347M
$1.88K ﹤0.01%
500
+400
+400% +$1.24K

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Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.