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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ZUMZ icon
8676
PUT
Zumiez
ZUMZ
$304M
$1.78K ﹤0.01%
100
-1,000
-91% -$22.4K
ACR
8677
CALL
ACRES Commercial Realty
ACR
$102M
$1.78K ﹤0.01%
100
-100
-50% -$1.96K
EAF icon
8678
PUT
GrafTech
EAF
$162M
$1.77K ﹤0.01%
+300
New +$2.53K
BSET icon
8679
CALL
Bassett Furniture
BSET
$166M
$1.77K ﹤0.01%
100
TFSL icon
8680
PUT
TFS Financial
TFSL
$4.93B
$1.77K ﹤0.01%
100
-100
-50% -$1.56K
LULG
8681
Leverage Shares 2X Long LULU Daily ETF
LULG
$4.93M
$1.77K ﹤0.01%
+291
New +$2.63K
TKC icon
8682
CALL
Turkcell
TKC
$4.44B
$1.76K ﹤0.01%
300
CGNT icon
8683
PUT
Cognyte Software
CGNT
$626M
$1.75K ﹤0.01%
200
-600
-75% -$5.69K
EZJ icon
8684
ProShares Ultra MSCI Japan
EZJ
$14.8M
$1.75K ﹤0.01%
+27
New +$1.68K
FBP icon
8685
First Bancorp
FBP
$4.35B
$1.75K ﹤0.01%
67
+63
+1,575% +$1.52K
GOSS icon
8686
PUT
Gossamer Bio
GOSS
$85.7M
$1.74K ﹤0.01%
10,600
-2,800
-21% -$781
MICC
8687
CALL
The Magnum Ice Cream Company N.V.
MICC
$11.8B
$1.74K ﹤0.01%
100
MICC
8688
PUT
The Magnum Ice Cream Company N.V.
MICC
$11.8B
$1.74K ﹤0.01%
+100
New +$1.56K
FFIN icon
8689
First Financial Bankshares
FFIN
$4.79B
$1.73K ﹤0.01%
50
-307
-86% -$9.92K
CLVT icon
8690
PUT
Clarivate
CLVT
$1.32B
$1.73K ﹤0.01%
+800
New +$1.96K
HDSN
8691
CALL
Hudson Technologies
HDSN
$225M
$1.72K ﹤0.01%
300
-3,200
-91% -$18.2K
MNRO icon
8692
PUT
Monro
MNRO
$415M
$1.71K ﹤0.01%
100
LAND
8693
PUT
Gladstone Land Corp
LAND
$424M
$1.71K ﹤0.01%
200
-2,500
-93% -$23.9K
ALDX icon
8694
PUT
Aldeyra Therapeutics
ALDX
$89.3M
$1.7K ﹤0.01%
800
-126,300
-99% -$217K
RGA icon
8695
Reinsurance Group of America
RGA
$16.5B
$1.7K ﹤0.01%
+8
New +$1.67K
BETZ icon
8696
Roundhill Sports Betting & iGaming ETF
BETZ
$50.4M
$1.7K ﹤0.01%
+91
New +$1.72K
DFLV icon
8697
Dimensional US Large Cap Value ETF
DFLV
$7.11B
$1.7K ﹤0.01%
43
-228
-84% -$8.73K
WT icon
8698
PUT
WisdomTree
WT
$3.77B
$1.69K ﹤0.01%
100
CCO icon
8699
CALL
Clear Channel Outdoor Holdings
CCO
$1.21B
$1.69K ﹤0.01%
700
-2,000
-74% -$4.79K
ORN icon
8700
CALL
Orion Group Holdings
ORN
$376M
$1.68K ﹤0.01%
100
-2,400
-96% -$33.2K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.