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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MSA icon
8726
Mine Safety
MSA
$7.28B
$1.57K ﹤0.01%
+9
New +$1.51K
GRNT icon
8727
Granite Ridge Resources
GRNT
$670M
$1.57K ﹤0.01%
356
-3,815
-91% -$20K
FGNX
8728
CALL
FG Nexus Inc
FGNX
$42.7M
$1.55K ﹤0.01%
+300
New +$1.92K
FBK icon
8729
FB Financial Corp
FBK
$2.85B
$1.55K ﹤0.01%
28
-172
-86% -$9.24K
CMDY icon
8730
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$678M
$1.55K ﹤0.01%
28
-58
-67% -$3.47K
ACCO icon
8731
Acco Brands
ACCO
$408M
$1.53K ﹤0.01%
368
-2,805
-88% -$10.3K
SIBN icon
8732
SI-BONE Inc
SIBN
$829M
$1.52K ﹤0.01%
93
-549
-86% -$7.84K
LADR
8733
Ladder Capital
LADR
$1.25B
$1.51K ﹤0.01%
+152
New +$1.54K
BAGY
8734
Amplify Bitcoin Max Income Covered Call ETF
BAGY
$11M
$1.51K ﹤0.01%
70
-100
-59% -$2.81K
PYPY icon
8735
YieldMax PYPL Option Income Strategy ETF
PYPY
$22.5M
$1.5K ﹤0.01%
60
+18
+43% +$498
RBLU
8736
T-REX 2X Long RBLX Daily Target ETF
RBLU
$11.9M
$1.5K ﹤0.01%
168
+81
+93% +$692
GLBS icon
8737
CALL
Globus Maritime Ltd
GLBS
$79.6M
$1.5K ﹤0.01%
500
NCMI icon
8738
National CineMedia
NCMI
$233M
$1.49K ﹤0.01%
393
-7
-2% -$24
CEPU
8739
CALL
Central Puerto
CEPU
$2.11B
$1.49K ﹤0.01%
+100
New +$1.51K
XPRO icon
8740
CALL
Expro Ltd
XPRO
$2.02B
$1.48K ﹤0.01%
100
-27,100
-100% -$435K
TROO icon
8741
CALL
TROOPS Inc
TROO
$274M
$1.48K ﹤0.01%
600
-600
-50% -$1.89K
DIBS icon
8742
PUT
1stdibs.com
DIBS
$162M
$1.47K ﹤0.01%
+300
New +$1.45K
SRI icon
8743
CALL
Stoneridge
SRI
$213M
$1.46K ﹤0.01%
+200
New +$1.37K
RIET icon
8744
Hoya Capital High Dividend Yield ETF
RIET
$109M
$1.46K ﹤0.01%
+150
New +$1.43K
GWRS icon
8745
Global Water Resources
GWRS
$256M
$1.46K ﹤0.01%
201
-800
-80% -$5.79K
SKYE icon
8746
CALL
Skye Bioscience
SKYE
$8.24M
$1.46K ﹤0.01%
263
-25
-9% -$157
HAIN icon
8747
Hain Celestial
HAIN
$67.5M
$1.45K ﹤0.01%
2,591
-5,429
-68% -$4.03K
SEER icon
8748
Seer Inc
SEER
$108M
$1.44K ﹤0.01%
+867
New +$1.57K
BEEM icon
8749
PUT
Beam Global
BEEM
$31.3M
$1.43K ﹤0.01%
1,100
+1,000
+1,000% +$1.53K
YOLO icon
8750
AdvisorShares Pure Cannabis ETF
YOLO
$35.3M
$1.43K ﹤0.01%
495
-3,059
-86% -$9.06K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.