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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
KRO icon
8301
KRONOS Worldwide
KRO
$970M
$3.92K ﹤0.01%
619
-11,354
-95% -$77.8K
IQLT icon
8302
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$3.91K ﹤0.01%
79
-48
-38% -$2.35K
CUT icon
8303
Invesco MSCI Global Timber ETF
CUT
$31.2M
$3.91K ﹤0.01%
140
+119
+567% +$3.32K
LQDT icon
8304
CALL
Liquidity Services
LQDT
$1.32B
$3.91K ﹤0.01%
100
-200
-67% -$7.08K
ZGN icon
8305
PUT
Zegna
ZGN
$5.32B
$3.91K ﹤0.01%
+300
New +$3.87K
RANI icon
8306
Rani Therapeutics
RANI
$99.9M
$3.9K ﹤0.01%
5,136
-4,965
-49% -$4.4K
RAIL icon
8307
CALL
FreightCar America
RAIL
$233M
$3.9K ﹤0.01%
400
-800
-67% -$6.74K
CBLL
8308
PUT
CeriBell Inc
CBLL
$949M
$3.89K ﹤0.01%
+200
New +$3.8K
SVC
8309
CALL
Service Properties Trust
SVC
$986M
$3.89K ﹤0.01%
460
+300
+188% +$2.36K
EHTH icon
8310
PUT
eHealth
EHTH
$31.7M
$3.87K ﹤0.01%
+2,600
New +$4.36K
IBUY icon
8311
Amplify Online Retail ETF
IBUY
$125M
$3.87K ﹤0.01%
+56
New +$3.74K
PRTS icon
8312
PUT
CarParts.com
PRTS
$71.5M
$3.86K ﹤0.01%
+600
New +$4.45K
HSDT icon
8313
Solana Company
HSDT
$135M
$3.86K ﹤0.01%
2,341
-203
-8% -$388
IHRT icon
8314
CALL
iHeartMedia
IHRT
$434M
$3.86K ﹤0.01%
900
-7,100
-89% -$31.5K
OUNZ icon
8315
PUT
VanEck Merk Gold Trust
OUNZ
$2.75B
$3.86K ﹤0.01%
100
-100
-50% -$4.34K
WMCR
8316
CALL
DELISTED
Invesco Wilshire Micro-Cap ETF
WMCR
$3.85K ﹤0.01%
100
-300
-75% -$11.6K
ACIC icon
8317
American Coastal Insurance
ACIC
$451M
$3.84K ﹤0.01%
+346
New +$3.82K
NBP
8318
NovaBridge Biosciences American Depositary Shares
NBP
$208M
$3.83K ﹤0.01%
+1,967
New +$4.01K
WTRG icon
8319
CALL
Essential Utilities
WTRG
$11.8B
$3.83K ﹤0.01%
100
FBY icon
8320
YieldMax META Option Income Strategy ETF
FBY
$91M
$3.82K ﹤0.01%
426
-7,462
-95% -$75.3K
CVEO icon
8321
Civeo
CVEO
$353M
$3.81K ﹤0.01%
+109
New +$3.51K
TERG
8322
Leverage Shares 2X Long TER Daily ETF
TERG
$6.71M
$3.81K ﹤0.01%
+48
New +$2.63K
FUTY icon
8323
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$3.8K ﹤0.01%
+65
New +$3.8K
PRAA icon
8324
CALL
PRA Group
PRAA
$716M
$3.8K ﹤0.01%
+200
New +$3.55K
PRAA icon
8325
PUT
PRA Group
PRAA
$716M
$3.8K ﹤0.01%
+200
New +$3.55K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.