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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BZFD icon
8326
PUT
BuzzFeed
BZFD
$90.8M
$3.8K ﹤0.01%
2,600
EAGG icon
8327
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.06B
$3.79K ﹤0.01%
+80
New +$3.79K
GSBD icon
8328
PUT
Goldman Sachs BDC
GSBD
$1.12B
$3.79K ﹤0.01%
400
-500
-56% -$4.64K
ESCA icon
8329
CALL
Escalade
ESCA
$287M
$3.76K ﹤0.01%
+200
New +$3.7K
DNL icon
8330
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$495M
$3.74K ﹤0.01%
81
+42
+108% +$1.86K
ATEN icon
8331
PUT
A10 Networks
ATEN
$1.79B
$3.74K ﹤0.01%
+100
New +$2.9K
ATRO icon
8332
CALL
Astronics
ATRO
$3.28B
$3.73K ﹤0.01%
300
-1,860
-86% -$127K
NX icon
8333
CALL
Quanex
NX
$1.05B
$3.72K ﹤0.01%
200
+100
+100% +$1.85K
GALT icon
8334
CALL
Galectin Therapeutics
GALT
$465M
$3.71K ﹤0.01%
800
-61,400
-99% -$159K
TDS icon
8335
PUT
Telephone and Data Systems
TDS
$4.35B
$3.7K ﹤0.01%
100
IZEA icon
8336
PUT
IZEA Worldwide
IZEA
$52.1M
$3.7K ﹤0.01%
+1,000
New +$3.9K
INSG icon
8337
Inseego
INSG
$69.6M
$3.7K ﹤0.01%
358
-1,626
-82% -$21.8K
MTX icon
8338
Minerals Technologies
MTX
$2.23B
$3.7K ﹤0.01%
+50
New +$3.78K
AVNT icon
8339
CALL
Avient
AVNT
$3.98B
$3.7K ﹤0.01%
100
-100
-50% -$3.62K
PNTG icon
8340
PUT
Pennant Group
PNTG
$1.33B
$3.69K ﹤0.01%
100
FDT icon
8341
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.36B
$3.69K ﹤0.01%
+39
New +$3.73K
VLRS
8342
Controladora Vuela Compania de Aviacion
VLRS
$787M
$3.68K ﹤0.01%
+393
New +$3.03K
BHYP
8343
CALL
Bitwise Hyperliquid ETF
BHYP
$153M
$3.68K ﹤0.01%
+100
New +$3.48K
TMV icon
8344
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$199M
$3.67K ﹤0.01%
+99
New +$3.77K
CURI icon
8345
CuriosityStream
CURI
$161M
$3.66K ﹤0.01%
1,377
-6,925
-83% -$20.5K
BCSF icon
8346
Bain Capital Specialty
BCSF
$767M
$3.65K ﹤0.01%
292
+287
+5,740% +$3.74K
RGC icon
8347
PUT
Regencell Bioscience
RGC
$3.41B
$3.65K ﹤0.01%
600
-2,000
-77% -$48K
AMDY icon
8348
YieldMax AMD Option Income Strategy ETF
AMDY
$385M
$3.64K ﹤0.01%
62
-975
-94% -$47.1K
WISE icon
8349
Themes Generative Artificial Intelligence ETF
WISE
$28M
$3.63K ﹤0.01%
94
-162
-63% -$6.25K
WPRT
8350
Westport Fuel Systems
WPRT
$36.3M
$3.63K ﹤0.01%
+1,604
New +$3.22K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.