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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
KT icon
8376
KT
KT
$9.43B
$3.4K ﹤0.01%
+197
New +$3.93K
HG icon
8377
PUT
Hamilton Insurance Group
HG
$3.51B
$3.39K ﹤0.01%
100
-4,800
-98% -$151K
LOCO icon
8378
CALL
El Pollo Loco
LOCO
$468M
$3.39K ﹤0.01%
+200
New +$2.86K
FOXF icon
8379
CALL
Fox Factory Holding Corp
FOXF
$905M
$3.39K ﹤0.01%
+200
New +$3.48K
BRF icon
8380
VanEck Brazil Small-Cap ETF
BRF
$22.7M
$3.37K ﹤0.01%
+205
New +$3.7K
WS icon
8381
PUT
Worthington Steel
WS
$1.84B
$3.36K ﹤0.01%
+100
New +$3.83K
HDEF icon
8382
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.37B
$3.34K ﹤0.01%
104
-30
-22% -$981
CNTB
8383
CALL
Connect Biopharma Holdings
CNTB
$116M
$3.33K ﹤0.01%
1,400
-1,900
-58% -$4.61K
SBCF icon
8384
PUT
Seacoast Banking Corp of Florida
SBCF
$3.35B
$3.33K ﹤0.01%
+100
New +$3.12K
STRO icon
8385
CALL
Sutro Biopharma
STRO
$333M
$3.32K ﹤0.01%
+100
New +$3.12K
HEPS
8386
D-Market Electronic Services & Trading
HEPS
$956M
$3.31K ﹤0.01%
+1,138
New +$3.15K
SHM icon
8387
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$3.31K ﹤0.01%
+69
New +$3.3K
XPER icon
8388
CALL
Xperi
XPER
$282M
$3.29K ﹤0.01%
+400
New +$2.9K
BCML icon
8389
CALL
BayCom
BCML
$336M
$3.29K ﹤0.01%
100
BCML icon
8390
PUT
BayCom
BCML
$336M
$3.29K ﹤0.01%
100
-400
-80% -$12.2K
LAB icon
8391
CALL
Standard BioTools
LAB
$269M
$3.29K ﹤0.01%
+4,000
New +$3.78K
ICVT icon
8392
iShares Convertible Bond ETF
ICVT
$7.89B
$3.29K ﹤0.01%
27
-73
-73% -$8.46K
REXR icon
8393
Rexford Industrial Realty
REXR
$8.2B
$3.28K ﹤0.01%
+98
New +$3.43K
DFAX icon
8394
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.8B
$3.28K ﹤0.01%
89
+32
+56% +$1.18K
IMMP
8395
Immutep
IMMP
$53.8M
$3.27K ﹤0.01%
+7,852
New +$3.41K
HCM icon
8396
HUTCHMED
HCM
$2.45B
$3.27K ﹤0.01%
304
-202
-40% -$2.55K
YEXT icon
8397
PUT
Yext
YEXT
$644M
$3.27K ﹤0.01%
700
-109,300
-99% -$424K
PRAA icon
8398
PRA Group
PRAA
$716M
$3.27K ﹤0.01%
172
-4,674
-96% -$83K
VTSI icon
8399
VirTra
VTSI
$35M
$3.27K ﹤0.01%
1,040
-1,624
-61% -$6.18K
SIBN icon
8400
PUT
SI-BONE Inc
SIBN
$829M
$3.26K ﹤0.01%
+200
New +$2.86K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.