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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CLW icon
8426
PUT
Clearwater Paper
CLW
$337M
$3.14K ﹤0.01%
200
-4,100
-95% -$61.8K
PPIH
8427
Perma-Pipe International
PPIH
$231M
$3.13K ﹤0.01%
+115
New +$3.55K
AMBR
8428
CALL
Amber International Holding Ltd
AMBR
$85.8M
$3.13K ﹤0.01%
2,100
SLQT icon
8429
PUT
SelectQuote
SLQT
$94.7M
$3.11K ﹤0.01%
3,700
+100
+3% +$91
REZI icon
8430
PUT
Resideo Technologies
REZI
$3.02B
$3.11K ﹤0.01%
+100
New +$3.44K
HRTX icon
8431
Heron Therapeutics
HRTX
$65.3M
$3.11K ﹤0.01%
7,283
-5,491
-43% -$4.4K
ADCT icon
8432
CALL
ADC Therapeutics
ADCT
$174M
$3.1K ﹤0.01%
2,900
-5,400
-65% -$15.8K
NREF
8433
PUT
NexPoint Real Estate Finance
NREF
$335M
$3.1K ﹤0.01%
200
ZDGE icon
8434
CALL
Zedge
ZDGE
$38.9M
$3.1K ﹤0.01%
1,000
INSG icon
8435
CALL
Inseego
INSG
$69.6M
$3.1K ﹤0.01%
300
-500
-63% -$6.7K
NGEN
8436
PUT
NervGen Pharma
NGEN
$251M
$3.09K ﹤0.01%
+1,500
New +$4.66K
CMCM
8437
Cheetah Mobile
CMCM
$105M
$3.09K ﹤0.01%
+1,023
New +$4.87K
RDWR icon
8438
CALL
Radware
RDWR
$1.19B
$3.09K ﹤0.01%
+100
New +$2.77K
SMP icon
8439
Standard Motor Products
SMP
$928M
$3.08K ﹤0.01%
79
-104
-57% -$3.98K
GWRE icon
8440
Guidewire Software
GWRE
$13.5B
$3.08K ﹤0.01%
25
-1,243
-98% -$166K
ADAM
8441
Adamas Trust
ADAM
$876M
$3.08K ﹤0.01%
328
-8,445
-96% -$72.6K
UVSP icon
8442
Univest Financial
UVSP
$1.17B
$3.06K ﹤0.01%
+70
New +$2.74K
ARQ icon
8443
CALL
Arq
ARQ
$100M
$3.06K ﹤0.01%
1,200
-100
-8% -$248
JBI icon
8444
Janus International
JBI
$694M
$3.05K ﹤0.01%
550
+155
+39% +$813
HTLD icon
8445
PUT
Heartland Express
HTLD
$962M
$3.04K ﹤0.01%
200
-400
-67% -$5.42K
CURB
8446
PUT
Curbline Properties
CURB
$3.39B
$3.04K ﹤0.01%
100
BITQ icon
8447
Bitwise Crypto Industry Innovators ETF
BITQ
$447M
$3.04K ﹤0.01%
124
-940
-88% -$23.8K
NWBI icon
8448
PUT
Northwest Bancshares
NWBI
$2.29B
$3.03K ﹤0.01%
200
SHEN icon
8449
CALL
Shenandoah Telecom
SHEN
$697M
$3.02K ﹤0.01%
200
GPMT
8450
PUT
Granite Point Mortgage Trust
GPMT
$50.1M
$3K ﹤0.01%
2,000

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.