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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MRLN
8451
Merlin Inc
MRLN
$339M
$3K ﹤0.01%
+527
New +$4.46K
USG icon
8452
USCF Gold Strategy Plus Income Fund
USG
$8.47M
$3K ﹤0.01%
94
-180
-66% -$6.46K
NAUT icon
8453
CALL
Nautilus Biotechnolgy
NAUT
$115M
$2.99K ﹤0.01%
1,600
-3,900
-71% -$10.3K
EPRT icon
8454
PUT
Essential Properties Realty Trust
EPRT
$6.41B
$2.98K ﹤0.01%
+100
New +$3.11K
IAI icon
8455
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$2.98K ﹤0.01%
+17
New +$3.03K
TRST
8456
Trustco Bank Corp NY
TRST
$986M
$2.96K ﹤0.01%
+54
New +$2.68K
GNE icon
8457
Genie Energy
GNE
$408M
$2.96K ﹤0.01%
205
+31
+18% +$434
KSA icon
8458
iShares MSCI Saudi Arabia ETF
KSA
$635M
$2.95K ﹤0.01%
79
-1
-1% -$39
TPVG icon
8459
CALL
TriplePoint Venture Growth BDC
TPVG
$213M
$2.95K ﹤0.01%
600
-500
-45% -$2.68K
VNRX icon
8460
VolitionRx Ltd
VNRX
$6.61M
$2.93K ﹤0.01%
+2,174
New +$5.25K
IGF icon
8461
iShares Global Infrastructure ETF
IGF
$10.5B
$2.93K ﹤0.01%
44
-193
-81% -$13K
CURI icon
8462
PUT
CuriosityStream
CURI
$161M
$2.93K ﹤0.01%
1,100
-8,200
-88% -$24.2K
TACT icon
8463
CALL
Transact Technologies
TACT
$53.1M
$2.92K ﹤0.01%
500
+400
+400% +$1.62K
ACCO icon
8464
PUT
Acco Brands
ACCO
$408M
$2.91K ﹤0.01%
+700
New +$2.57K
RMR icon
8465
The RMR Group
RMR
$334M
$2.87K ﹤0.01%
140
-1,135
-89% -$21.5K
STAA icon
8466
CALL
STAAR Surgical
STAA
$1.18B
$2.87K ﹤0.01%
100
GOAU icon
8467
US Global GO Gold and Precious Metal Miners ETF
GOAU
$220M
$2.86K ﹤0.01%
77
-4,059
-98% -$173K
HLLY icon
8468
Holley
HLLY
$370M
$2.86K ﹤0.01%
+1,122
New +$3.18K
PSO icon
8469
Pearson
PSO
$9.6B
$2.86K ﹤0.01%
+180
New +$2.66K
WSE
8470
Wise Group
WSE
$12.6B
$2.86K ﹤0.01%
+240
New +$2.86K
HOMB icon
8471
CALL
Home BancShares
HOMB
$6.03B
$2.85K ﹤0.01%
100
EGBN icon
8472
CALL
Eagle Bancorp
EGBN
$859M
$2.84K ﹤0.01%
100
TSQ icon
8473
CALL
Townsquare Media
TSQ
$102M
$2.83K ﹤0.01%
400
+300
+300% +$1.94K
MTG icon
8474
PUT
MGIC Investment
MTG
$6.36B
$2.82K ﹤0.01%
100
-58,700
-100% -$1.56M
NRDY icon
8475
Nerdy
NRDY
$79.5M
$2.82K ﹤0.01%
+205
New +$2.68K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.