We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CSTM icon
8476
CALL
Constellium
CSTM
$3.68B
$2.81K ﹤0.01%
+500
New +$16.1K
LYEL icon
8477
CALL
Lyell Immunopharma
LYEL
$352M
$2.81K ﹤0.01%
+200
New +$3.62K
RXD icon
8478
ProShares UltraShort Health Care
RXD
$2.92M
$2.81K ﹤0.01%
+165
New +$3.25K
HLN icon
8479
CALL
Haleon
HLN
$42.2B
$2.8K ﹤0.01%
300
GTES icon
8480
PUT
Gates Industrial Corp
GTES
$6.57B
$2.8K ﹤0.01%
100
-500
-83% -$12.8K
DMC
8481
PUT
Del Monte Corp
DMC
$1.51B
$2.79K ﹤0.01%
100
-100
-50% -$3.52K
ENR icon
8482
Energizer
ENR
$1.45B
$2.79K ﹤0.01%
+130
New +$2.48K
NTWK icon
8483
CALL
NetSol Technologies
NTWK
$48.5M
$2.77K ﹤0.01%
600
+400
+200% +$1.61K
LCTX icon
8484
PUT
Lineage Cell Therapeutics
LCTX
$273M
$2.75K ﹤0.01%
2,100
G icon
8485
CALL
Genpact
G
$6.27B
$2.75K ﹤0.01%
100
-1,000
-91% -$32.9K
QDPL icon
8486
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.79B
$2.75K ﹤0.01%
+61
New +$2.71K
XRPR
8487
REX-Osprey XRP ETF
XRPR
$53.8M
$2.75K ﹤0.01%
+320
New +$3.42K
RBB icon
8488
CALL
RBB Bancorp
RBB
$458M
$2.74K ﹤0.01%
100
RBB icon
8489
PUT
RBB Bancorp
RBB
$458M
$2.74K ﹤0.01%
+100
New +$2.4K
MTRX icon
8490
CALL
Matrix Service
MTRX
$300M
$2.74K ﹤0.01%
200
-7,600
-97% -$97.9K
RCKT icon
8491
PUT
Rocket Pharmaceuticals
RCKT
$424M
$2.74K ﹤0.01%
800
-6,200
-89% -$20.6K
RICK icon
8492
PUT
RCI Hospitality Holdings
RICK
$224M
$2.73K ﹤0.01%
100
-1,000
-91% -$25.3K
GPRK icon
8493
PUT
GeoPark
GPRK
$750M
$2.73K ﹤0.01%
300
-6,900
-96% -$67.2K
PPIH
8494
CALL
Perma-Pipe International
PPIH
$231M
$2.72K ﹤0.01%
100
-200
-67% -$6.17K
TSMY
8495
YieldMax TSM Option Income Strategy ETF
TSMY
$130M
$2.71K ﹤0.01%
+151
New +$2.51K
CDXS icon
8496
CALL
Codexis
CDXS
$160M
$2.71K ﹤0.01%
1,200
-4,100
-77% -$10.2K
CYPH
8497
Cypherpunk Technologies Inc
CYPH
$261M
$2.71K ﹤0.01%
4,427
-34,769
-89% -$31.8K
FDUS icon
8498
Fidus Investment
FDUS
$745M
$2.71K ﹤0.01%
142
-751
-84% -$13.9K
WMG icon
8499
PUT
Warner Music
WMG
$15.1B
$2.71K ﹤0.01%
100
TRAK icon
8500
CALL
ReposiTrak
TRAK
$144M
$2.7K ﹤0.01%
300
+200
+200% +$1.83K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.