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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
WNC icon
8501
CALL
Wabash National
WNC
$583M
$2.7K ﹤0.01%
+200
New +$1.78K
KMPR icon
8502
CALL
Kemper
KMPR
$1.65B
$2.7K ﹤0.01%
100
GHRS icon
8503
CALL
GH Research
GHRS
$1.94B
$2.69K ﹤0.01%
100
-100
-50% -$2.09K
TCPC icon
8504
PUT
BlackRock TCP Capital
TCPC
$341M
$2.69K ﹤0.01%
800
-6,500
-89% -$25.2K
SHIP icon
8505
CALL
Seanergy Maritime Holdings
SHIP
$410M
$2.69K ﹤0.01%
200
-100
-33% -$1.51K
PUK icon
8506
CALL
Prudential
PUK
$34.4B
$2.68K ﹤0.01%
100
FLD
8507
CALL
Fold Holdings
FLD
$29.7M
$2.67K ﹤0.01%
5,900
+5,600
+1,867% +$6.04K
QVCGA
8508
CALL
DELISTED
QVC Group Inc Series A
QVCGA
$2.67K ﹤0.01%
24,300
+3,800
+19% +$6.05K
SY
8509
CALL
So-Young International
SY
$278M
$2.66K ﹤0.01%
1,800
+300
+20% +$721
ATER icon
8510
PUT
Aterian
ATER
$11.2M
$2.64K ﹤0.01%
+2,000
New +$2.07K
ANRO icon
8511
PUT
Alto Neuroscience
ANRO
$1.4B
$2.64K ﹤0.01%
100
SCC icon
8512
ProShares UltraShort Consumer Discretionary
SCC
$5.68M
$2.64K ﹤0.01%
182
+174
+2,175% +$2.58K
PATX
8513
Tradr 2X Long PATH Daily ETF
PATX
$4.54M
$2.64K ﹤0.01%
+338
New +$2.69K
NVST icon
8514
PUT
Envista
NVST
$4.38B
$2.63K ﹤0.01%
+100
New +$2.52K
EIPI
8515
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.11B
$2.62K ﹤0.01%
+120
New +$2.67K
OFS icon
8516
OFS Capital
OFS
$52.4M
$2.62K ﹤0.01%
740
-1,211
-62% -$4.43K
IGIC icon
8517
PUT
International General Insurance
IGIC
$1.15B
$2.62K ﹤0.01%
100
MSBI icon
8518
Midland States Bancorp
MSBI
$700M
$2.62K ﹤0.01%
+84
New +$2.26K
AN icon
8519
AutoNation
AN
$7.02B
$2.6K ﹤0.01%
14
-34
-71% -$6.65K
DNOW icon
8520
PUT
DNOW Inc
DNOW
$2.91B
$2.59K ﹤0.01%
200
-1,200
-86% -$15.6K
RANI icon
8521
CALL
Rani Therapeutics
RANI
$99.9M
$2.58K ﹤0.01%
3,400
-116,700
-97% -$103K
MWA icon
8522
CALL
Mueller Water Products
MWA
$3.74B
$2.58K ﹤0.01%
+100
New +$2.68K
MWA icon
8523
PUT
Mueller Water Products
MWA
$3.74B
$2.58K ﹤0.01%
+100
New +$2.68K
OXSQ icon
8524
Oxford Square Capital
OXSQ
$145M
$2.58K ﹤0.01%
1,955
+1,790
+1,085% +$2.87K
DRLL icon
8525
Strive US Energy ETF
DRLL
$314M
$2.58K ﹤0.01%
+77
New +$2.79K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.