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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PEO
8551
PUT
Adams Natural Resources Fund
PEO
$810M
$2.47K ﹤0.01%
+100
New +$2.6K
NFGC
8552
PUT
New Found Gold
NFGC
$696M
$2.46K ﹤0.01%
1,600
+200
+14% +$383
FCPT icon
8553
PUT
Four Corners Property Trust
FCPT
$2.74B
$2.46K ﹤0.01%
100
FC icon
8554
CALL
Franklin Covey
FC
$215M
$2.45K ﹤0.01%
+100
New +$2.28K
WEST icon
8555
CALL
Westrock Coffee
WEST
$757M
$2.43K ﹤0.01%
300
+200
+200% +$1.44K
SFD
8556
CALL
Smithfield Foods
SFD
$8.65B
$2.43K ﹤0.01%
100
-4,300
-98% -$115K
MEXX icon
8557
Direxion Daily MSCI Mexico Bull 3X ETF
MEXX
$18M
$2.42K ﹤0.01%
+85
New +$2.66K
COLM icon
8558
Columbia Sportswear
COLM
$2.95B
$2.41K ﹤0.01%
39
-172
-82% -$10.6K
ARAY icon
8559
Accuray
ARAY
$31.9M
$2.41K ﹤0.01%
9,329
+6,443
+223% +$2.4K
HAIL icon
8560
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
$2.4K ﹤0.01%
+60
New +$2.32K
OFIX icon
8561
Orthofix Medical
OFIX
$378M
$2.39K ﹤0.01%
262
-182
-41% -$2.01K
ORLG
8562
DELISTED
Leverage Shares 2X Long ORLY Daily ETF
ORLG
$2.39K ﹤0.01%
+186
New +$2.41K
DLX icon
8563
PUT
Deluxe
DLX
$1.11B
$2.39K ﹤0.01%
100
-2,800
-97% -$72.9K
TG icon
8564
CALL
Tredegar Corp
TG
$270M
$2.39K ﹤0.01%
+300
New +$2.54K
MITT
8565
PUT
TPG Mortgage Investment Trust
MITT
$216M
$2.38K ﹤0.01%
300
-400
-57% -$3.12K
BWET icon
8566
Breakwave Tanker Shipping ETF
BWET
$167M
$2.37K ﹤0.01%
16
-121
-88% -$20.4K
NAKA
8567
PUT
Nakamoto Inc
NAKA
$145M
$2.37K ﹤0.01%
600
-70
-10% -$467
AIFU
8568
AIFU Inc
AIFU
$111M
$2.37K ﹤0.01%
+52
New +$1.96K
ESRT icon
8569
Empire State Realty Trust
ESRT
$786M
$2.36K ﹤0.01%
+437
New +$2.38K
DSX icon
8570
Diana Shipping
DSX
$374M
$2.36K ﹤0.01%
1,339
-12,524
-90% -$30.9K
GCC icon
8571
WisdomTree Enhanced Commodity Strategy Fund
GCC
$304M
$2.35K ﹤0.01%
+104
New +$2.56K
FNKO icon
8572
PUT
Funko
FNKO
$318M
$2.35K ﹤0.01%
400
PYPD icon
8573
PolyPid
PYPD
$109M
$2.35K ﹤0.01%
+463
New +$2.13K
LEG
8574
PUT
DELISTED
Leggett & Platt
LEG
$2.34K ﹤0.01%
200
-1,300
-87% -$13.7K
FLD
8575
Fold Holdings
FLD
$29.7M
$2.34K ﹤0.01%
5,167
-235
-4% -$254

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.