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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
WTMY
8351
CALL
WisdomTree High Income Laddered Municipal Fund
WTMY
$4.96M
$3.62K ﹤0.01%
100
-4,200
-98% -$106K
PYXS icon
8352
CALL
Pyxis Oncology
PYXS
$324M
$3.61K ﹤0.01%
1,200
-26,500
-96% -$50.7K
PUSA
8353
PUT
Aureus Greenway Holdings
PUSA
$99.7M
$3.59K ﹤0.01%
+900
New +$3.77K
FELG icon
8354
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.71B
$3.59K ﹤0.01%
82
+34
+71% +$1.45K
SGDM icon
8355
Sprott Gold Miners ETF
SGDM
$736M
$3.58K ﹤0.01%
57
-1,480
-96% -$108K
MAMA icon
8356
CALL
Mama's Creations
MAMA
$715M
$3.57K ﹤0.01%
200
-400
-67% -$6.06K
BBSI icon
8357
CALL
Barrett Business Services
BBSI
$822M
$3.55K ﹤0.01%
100
-100
-50% -$3.14K
IVT icon
8358
PUT
InvenTrust Properties
IVT
$2.54B
$3.54K ﹤0.01%
+100
New +$3.29K
RAAX icon
8359
VanEck Inflation Allocation ETF
RAAX
$1.35B
$3.53K ﹤0.01%
89
-22,544
-100% -$929K
WMCR
8360
PUT
DELISTED
Invesco Wilshire Micro-Cap ETF
WMCR
$3.53K ﹤0.01%
100
-100
-50% -$3.53K
LXFR icon
8361
Luxfer Holdings
LXFR
$460M
$3.52K ﹤0.01%
+195
New +$3.04K
NMR icon
8362
PUT
Nomura Holdings
NMR
$31.1B
$3.51K ﹤0.01%
400
+100
+33% +$832
EUFN icon
8363
iShares MSCI Europe Financials ETF
EUFN
$4.33B
$3.51K ﹤0.01%
90
-16,658
-99% -$630K
CNDT icon
8364
CALL
Conduent
CNDT
$302M
$3.5K ﹤0.01%
2,400
-4,400
-65% -$6.83K
FFAI
8365
PUT
Faraday Future Intelligent Electric
FFAI
$7.13M
$3.49K ﹤0.01%
101
+48
+91% +$2.37K
ACDC icon
8366
CALL
ProFrac Holding
ACDC
$938M
$3.49K ﹤0.01%
600
-17,200
-97% -$116K
FNLC icon
8367
CALL
First Bancorp
FNLC
$396M
$3.48K ﹤0.01%
100
-100
-50% -$2.97K
LPG icon
8368
PUT
Dorian LPG
LPG
$2.36B
$3.48K ﹤0.01%
100
AMZD icon
8369
Direxion Daily AMZN Bear 1X ETF
AMZD
$11.9M
$3.48K ﹤0.01%
+368
New +$3.36K
SNK
8370
GraniteShares 2x Short SpaceX Daily ETF
SNK
$22.1M
$3.46K ﹤0.01%
+205
New +$3.75K
TECX
8371
CALL
Tectonic Therapeutic
TECX
$601M
$3.44K ﹤0.01%
100
-3,600
-97% -$106K
TDUP icon
8372
PUT
ThredUp
TDUP
$357M
$3.42K ﹤0.01%
500
-1,500
-75% -$7.02K
SPH icon
8373
PUT
Suburban Propane Partners
SPH
$1.17B
$3.42K ﹤0.01%
200
-1,500
-88% -$28.7K
HAIN icon
8374
CALL
Hain Celestial
HAIN
$67.5M
$3.42K ﹤0.01%
6,100
+1,200
+24% +$890
IBTA icon
8375
CALL
Ibotta
IBTA
$774M
$3.42K ﹤0.01%
100
-300
-75% -$10K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.