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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CNO icon
8276
CNO Financial Group
CNO
$5.25B
$4.13K ﹤0.01%
+81
New +$3.76K
NMIH icon
8277
CALL
NMI Holdings
NMIH
$3.37B
$4.11K ﹤0.01%
100
-100
-50% -$3.82K
RMR icon
8278
CALL
The RMR Group
RMR
$334M
$4.11K ﹤0.01%
200
-2,000
-91% -$37.8K
MSB
8279
Mesabi Trust
MSB
$314M
$4.1K ﹤0.01%
162
-2,321
-93% -$63.8K
SCHR
8280
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$4.09K ﹤0.01%
+166
New +$4.1K
DUHP icon
8281
Dimensional US High Profitability ETF
DUHP
$12.8B
$4.09K ﹤0.01%
+98
New +$3.91K
PAL
8282
CALL
Proficient Auto Logistics
PAL
$144M
$4.09K ﹤0.01%
600
-3,200
-84% -$21.4K
IGC icon
8283
CALL
IGC Pharma
IGC
$30.8M
$4.08K ﹤0.01%
15,000
+11,700
+355% +$3.46K
MATV icon
8284
Mativ Holdings
MATV
$699M
$4.08K ﹤0.01%
539
+396
+277% +$3.41K
ARCT icon
8285
Arcturus Therapeutics
ARCT
$450M
$4.08K ﹤0.01%
607
-17,559
-97% -$138K
NETG
8286
Leverage Shares 2X Long NET Daily ETF
NETG
$7.88M
$4.08K ﹤0.01%
+303
New +$3.6K
PHO icon
8287
Invesco Water Resources ETF
PHO
$2B
$4.08K ﹤0.01%
+59
New +$3.98K
CORD
8288
T-REX 2X Inverse CRWV Daily Target ETF
CORD
$25.1M
$4.07K ﹤0.01%
741
-50
-6% -$315
GIB icon
8289
CGI
GIB
$15.3B
$4.07K ﹤0.01%
+63
New +$4.29K
LVHI icon
8290
PUT
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.8B
$4.06K ﹤0.01%
+100
New +$4.08K
GXRP
8291
CALL
Grayscale XRP Trust ETF
GXRP
$66.2M
$4.05K ﹤0.01%
200
-2,600
-93% -$65.8K
GXRP
8292
PUT
Grayscale XRP Trust ETF
GXRP
$66.2M
$4.05K ﹤0.01%
200
-100
-33% -$2.53K
TEO icon
8293
Telecom Argentina
TEO
$5.61B
$4K ﹤0.01%
+308
New +$3.88K
EVTL icon
8294
PUT
Vertical Aerospace
EVTL
$103M
$4K ﹤0.01%
2,300
-43,500
-95% -$105K
TIMB icon
8295
TIM SA
TIMB
$8.76B
$3.98K ﹤0.01%
+186
New +$4.43K
CRDF icon
8296
Cardiff Oncology
CRDF
$84.8M
$3.98K ﹤0.01%
3,060
-13,394
-81% -$21.3K
VERI icon
8297
PUT
Veritone
VERI
$91.1M
$3.97K ﹤0.01%
2,900
-11,300
-80% -$21.6K
SCHV
8298
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$3.97K ﹤0.01%
+114
New +$3.75K
XBTY
8299
GraniteShares YieldBOOST Bitcoin ETF
XBTY
$10.9M
$3.95K ﹤0.01%
714
+574
+410% +$3.77K
SGC icon
8300
CALL
Superior Group of Companies
SGC
$203M
$3.94K ﹤0.01%
+300
New +$3.6K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.