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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
GMEU
8226
T-REX 2X Long GME Daily Target ETF
GMEU
$18.5M
$4.56K ﹤0.01%
549
+322
+142% +$3.08K
AADX
8227
CALL
Applied Aerospace & Defense Inc
AADX
$2.23B
$4.56K ﹤0.01%
+200
New +$3.93K
CLB icon
8228
Core Laboratories
CLB
$575M
$4.54K ﹤0.01%
+390
New +$5.57K
BTCZ
8229
T-Rex 2X Inverse Bitcoin Daily Target ETF
BTCZ
$25M
$4.52K ﹤0.01%
681
-3,356
-83% -$16.2K
NVA
8230
Nova Minerals Corp
NVA
$234M
$4.52K ﹤0.01%
958
-1,006
-51% -$6.1K
IRD
8231
CALL
Opus Genetics
IRD
$389M
$4.52K ﹤0.01%
1,100
-22,200
-95% -$104K
ZENA
8232
PUT
ZenaTech Inc
ZENA
$149M
$4.5K ﹤0.01%
3,000
-400
-12% -$717
IMTM icon
8233
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.34B
$4.48K ﹤0.01%
84
+55
+190% +$2.87K
GENC icon
8234
PUT
Gencor Industries
GENC
$270M
$4.48K ﹤0.01%
300
CAAS icon
8235
CALL
China Automotive Systems
CAAS
$163M
$4.47K ﹤0.01%
1,000
MTLS
8236
PUT
Materialise
MTLS
$432M
$4.46K ﹤0.01%
600
AFYA icon
8237
PUT
Afya
AFYA
$1.3B
$4.45K ﹤0.01%
300
+200
+200% +$2.9K
JBIO
8238
CALL
Jade Biosciences
JBIO
$1.27B
$4.44K ﹤0.01%
200
-200
-50% -$4.17K
INVE icon
8239
Identive
INVE
$68.1M
$4.44K ﹤0.01%
+1,761
New +$7.07K
XRPC
8240
PUT
Canary XRP ETF
XRPC
$324M
$4.43K ﹤0.01%
400
+100
+33% +$1.39K
ZVIA icon
8241
PUT
Zevia
ZVIA
$98.8M
$4.4K ﹤0.01%
2,700
+2,600
+2,600% +$3.53K
TASK icon
8242
TaskUs
TASK
$725M
$4.4K ﹤0.01%
+940
New +$5.7K
CD
8243
Chaince Digital Holdings
CD
$448M
$4.4K ﹤0.01%
1,006
+952
+1,763% +$5.6K
STXF
8244
Strive 500 ETF
STXF
$1.18B
$4.39K ﹤0.01%
+91
New +$4.26K
NMR icon
8245
CALL
Nomura Holdings
NMR
$31.1B
$4.39K ﹤0.01%
+500
New +$4.16K
UHT
8246
PUT
Universal Health Realty Income Trust
UHT
$567M
$4.39K ﹤0.01%
100
KBWY icon
8247
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$4.38K ﹤0.01%
+236
New +$4.05K
SPTL icon
8248
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.1B
$4.38K ﹤0.01%
167
-2,253
-93% -$58.7K
HCAT icon
8249
CALL
Health Catalyst
HCAT
$127M
$4.38K ﹤0.01%
2,200
-800
-27% -$1.16K
UVSP icon
8250
PUT
Univest Financial
UVSP
$1.17B
$4.38K ﹤0.01%
+100
New +$3.92K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.