We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EDGX
8251
Global X U.S. 500 Income Edge ETF
EDGX
$5.41M
$4.37K ﹤0.01%
+164
New +$4.29K
CCAP icon
8252
CALL
Crescent Capital BDC
CCAP
$382M
$4.37K ﹤0.01%
400
CIEG
8253
Leverage Shares 2X Long CIEN Daily ETF
CIEG
$6.81M
$4.35K ﹤0.01%
+455
New +$5.23K
DCBO
8254
Docebo
DCBO
$616M
$4.35K ﹤0.01%
243
+151
+164% +$2.68K
DSGN icon
8255
CALL
Design Therapeutics
DSGN
$947M
$4.34K ﹤0.01%
+300
New +$3.74K
ORIC icon
8256
PUT
Oric Pharmaceuticals
ORIC
$1.33B
$4.33K ﹤0.01%
400
MSFX icon
8257
T-Rex 2X Long Microsoft Daily Target ETF
MSFX
$24.3M
$4.32K ﹤0.01%
295
-419
-59% -$7.46K
LEGR icon
8258
PUT
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$132M
$4.31K ﹤0.01%
100
SPAB icon
8259
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
$4.31K ﹤0.01%
+169
New +$4.31K
RGTZ
8260
Defiance Daily Target 2x Short RGTI ETF
RGTZ
$16.7M
$4.29K ﹤0.01%
1,156
-1,702
-60% -$17.6K
TIMB icon
8261
CALL
TIM SA
TIMB
$8.76B
$4.28K ﹤0.01%
200
-100
-33% -$2.38K
IZRL icon
8262
ARK Israel Innovative Technology ETF
IZRL
$138M
$4.28K ﹤0.01%
141
-363
-72% -$10.9K
ONDG
8263
Leverage Shares 2X Long ONDS Daily ETF
ONDG
$22.3M
$4.28K ﹤0.01%
+1,286
New +$7.33K
SSYS icon
8264
PUT
Stratasys
SSYS
$701M
$4.28K ﹤0.01%
500
-400
-44% -$3.5K
SARK icon
8265
Tradr 2X Long Innovation ETFShort Innovation Daily ETF
SARK
$37.9M
$4.26K ﹤0.01%
158
-20
-11% -$579
REKR icon
8266
Rekor Systems
REKR
$73.8M
$4.23K ﹤0.01%
+6,092
New +$4.78K
AUB icon
8267
PUT
Atlantic Union Bankshares
AUB
$5.84B
$4.23K ﹤0.01%
100
RBBN icon
8268
CALL
Ribbon Communications
RBBN
$356M
$4.21K ﹤0.01%
1,800
-4,700
-72% -$12.4K
TRX icon
8269
PUT
TRX Gold Corp
TRX
$377M
$4.21K ﹤0.01%
5,100
-70,400
-93% -$81.6K
TLYS icon
8270
PUT
Tilly's
TLYS
$135M
$4.2K ﹤0.01%
1,000
-11,000
-92% -$49.8K
GRDN
8271
CALL
Guardian Pharmacy Services
GRDN
$2.58B
$4.19K ﹤0.01%
+100
New +$3.87K
MSTW
8272
Roundhill MSTR WeeklyPay ETF
MSTW
$63.6M
$4.17K ﹤0.01%
1,315
-816
-38% -$5.55K
CMRC
8273
PUT
Commerce.com Inc Series 1
CMRC
$213M
$4.14K ﹤0.01%
1,400
SSPY icon
8274
PUT
Syntax Stratified LargeCap ETF
SSPY
$131M
$4.14K ﹤0.01%
400
-1,100
-73% -$103K
SGMO
8275
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$4.13K ﹤0.01%
+76,500
New +$17.9K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.