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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NXRT
8101
CALL
NexPoint Residential Trust
NXRT
$608M
$5.58K ﹤0.01%
200
ORC
8102
PUT
Orchid Island Capital
ORC
$1.3B
$5.58K ﹤0.01%
800
-100
-11% -$689
CGEN icon
8103
CALL
Compugen
CGEN
$245M
$5.56K ﹤0.01%
2,600
-30,200
-92% -$75.7K
BMRC icon
8104
CALL
Bank of Marin Bancorp
BMRC
$449M
$5.54K ﹤0.01%
200
DGIN icon
8105
VanEck Digital India ETF
DGIN
$16.1M
$5.53K ﹤0.01%
157
+103
+191% +$3.49K
FHI icon
8106
PUT
Federated Hermes
FHI
$4.66B
$5.52K ﹤0.01%
100
NNDM
8107
PUT
Nano Dimension
NNDM
$342M
$5.51K ﹤0.01%
3,800
+2,800
+280% +$4.57K
SLI
8108
Standard Lithium
SLI
$597M
$5.5K ﹤0.01%
+2,000
New +$7.28K
DLX icon
8109
Deluxe
DLX
$1.11B
$5.49K ﹤0.01%
+230
New +$5.99K
BKV
8110
PUT
BKV Corp
BKV
$2.85B
$5.47K ﹤0.01%
+200
New +$5.5K
FTHM icon
8111
CALL
Fathom Holdings
FTHM
$23.2M
$5.45K ﹤0.01%
5,400
+3,300
+157% +$2.58K
RSPD icon
8112
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$306M
$5.43K ﹤0.01%
97
+75
+341% +$4.12K
STVN icon
8113
CALL
Stevanato
STVN
$5.6B
$5.42K ﹤0.01%
300
-400
-57% -$6.76K
LXFR icon
8114
PUT
Luxfer Holdings
LXFR
$460M
$5.41K ﹤0.01%
+300
New +$4.68K
CPS icon
8115
PUT
Cooper-Standard Automotive
CPS
$483M
$5.41K ﹤0.01%
200
-17,800
-99% -$524K
OIS icon
8116
Oil States International
OIS
$528M
$5.4K ﹤0.01%
674
-232
-26% -$2.2K
PLOW icon
8117
PUT
Douglas Dynamics
PLOW
$976M
$5.39K ﹤0.01%
+100
New +$4.61K
HCM icon
8118
PUT
HUTCHMED
HCM
$2.45B
$5.38K ﹤0.01%
500
-1,400
-74% -$17.7K
FPA icon
8119
PUT
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$115M
$5.38K ﹤0.01%
100
-100
-50% -$5.17K
GHRS icon
8120
PUT
GH Research
GHRS
$1.94B
$5.38K ﹤0.01%
200
+100
+100% +$2.09K
FENC icon
8121
CALL
Fennec Pharmaceuticals
FENC
$434M
$5.38K ﹤0.01%
500
+400
+400% +$3.27K
EPC icon
8122
CALL
Edgewell Personal Care
EPC
$1.33B
$5.37K ﹤0.01%
+200
New +$4.27K
AIOT
8123
PUT
PowerFleet Inc
AIOT
$405M
$5.36K ﹤0.01%
1,400
-33,000
-96% -$116K
SYPR icon
8124
Sypris Solutions
SYPR
$43.1M
$5.36K ﹤0.01%
+2,206
New +$6.84K
KYTX icon
8125
PUT
Kyverna Therapeutics
KYTX
$510M
$5.35K ﹤0.01%
600
-20,300
-97% -$180K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.