We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SCHM icon
8076
Schwab US Mid-Cap ETF
SCHM
$15B
$5.83K ﹤0.01%
158
+76
+93% +$2.62K
IDT icon
8077
PUT
IDT Corp
IDT
$1.71B
$5.82K ﹤0.01%
+100
New +$5.29K
FDMO icon
8078
Fidelity Momentum Factor ETF
FDMO
$914M
$5.82K ﹤0.01%
+59
New +$5.42K
DAVA icon
8079
Endava
DAVA
$162M
$5.81K ﹤0.01%
+2,053
New +$7.57K
BTCS icon
8080
BTCS Inc
BTCS
$71.7M
$5.81K ﹤0.01%
5,231
+3,479
+199% +$5.61K
RAVE icon
8081
RAVE Restaurant Group
RAVE
$43.2M
$5.78K ﹤0.01%
1,769
+1,634
+1,210% +$4.63K
YLDW
8082
PUT
Westwood Enhanced Income Opportunity ETF
YLDW
$37.4M
$5.77K ﹤0.01%
+200
New +$5.09K
MBWM icon
8083
PUT
Mercantile Bank Corp
MBWM
$1.07B
$5.74K ﹤0.01%
+100
New +$5.27K
HDSN
8084
PUT
Hudson Technologies
HDSN
$225M
$5.74K ﹤0.01%
+1,000
New +$5.69K
SPLB icon
8085
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.23B
$5.71K ﹤0.01%
255
+178
+231% +$3.97K
HOMB icon
8086
PUT
Home BancShares
HOMB
$6.03B
$5.71K ﹤0.01%
+200
New +$5.43K
VRA icon
8087
Vera Bradley
VRA
$95.3M
$5.71K ﹤0.01%
1,468
-24,272
-94% -$89.6K
ZLAB icon
8088
CALL
Zai Lab
ZLAB
$2.94B
$5.7K ﹤0.01%
300
-500
-63% -$9.88K
WSR
8089
PUT
DELISTED
Whitestone REIT
WSR
$5.69K ﹤0.01%
+300
New +$5.64K
SGMO
8090
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$5.69K ﹤0.01%
105,300
-44,100
-30% -$10.3K
PCB icon
8091
PUT
PCB Bancorp
PCB
$395M
$5.67K ﹤0.01%
200
GOVT icon
8092
iShares US Treasury Bond ETF
GOVT
$42B
$5.67K ﹤0.01%
249
-2,533
-91% -$57.7K
OSW icon
8093
PUT
OneSpaWorld
OSW
$2.27B
$5.65K ﹤0.01%
+200
New +$4.94K
UNHW
8094
Roundhill UNH WeeklyPay ETF
UNHW
$6.68M
$5.65K ﹤0.01%
105
+10
+11% +$490
MSBT
8095
Morgan Stanley Bitcoin Trust
MSBT
$5.64K ﹤0.01%
+335
New +$6.92K
LYEL icon
8096
PUT
Lyell Immunopharma
LYEL
$352M
$5.62K ﹤0.01%
400
MSEX icon
8097
PUT
Middlesex Water
MSEX
$1.1B
$5.62K ﹤0.01%
100
-200
-67% -$10.5K
PLRX icon
8098
Pliant Therapeutics
PLRX
$71.8M
$5.61K ﹤0.01%
4,925
-43,129
-90% -$52.5K
CRCO
8099
YieldMax CRCL Option Income Strategy ETF
CRCO
$39.3M
$5.61K ﹤0.01%
+425
New +$8.92K
RRGB icon
8100
CALL
Red Robin
RRGB
$160M
$5.59K ﹤0.01%
700
-9,400
-93% -$41.7K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.