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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HAPN
8026
PUT
Happen Inc
HAPN
$2.05B
$6.22K ﹤0.01%
300
DEFT
8027
PUT
Defi Technologies
DEFT
$265M
$6.22K ﹤0.01%
12,100
+1,100
+10% +$746
MNOV icon
8028
CALL
MediciNova
MNOV
$80.2M
$6.2K ﹤0.01%
+4,700
New +$6.45K
BNL icon
8029
PUT
Broadstone Net Lease
BNL
$3.99B
$6.2K ﹤0.01%
300
+200
+200% +$4.03K
USIO icon
8030
PUT
Usio Inc
USIO
$78.4M
$6.2K ﹤0.01%
+2,500
New +$3.69K
COLM icon
8031
CALL
Columbia Sportswear
COLM
$2.95B
$6.18K ﹤0.01%
100
-100
-50% -$6.19K
CASH icon
8032
Pathward Financial
CASH
$1.73B
$6.18K ﹤0.01%
+71
New +$6.14K
CNS icon
8033
Cohen & Steers
CNS
$4.11B
$6.17K ﹤0.01%
+81
New +$5.73K
UTZ icon
8034
PUT
Utz Brands
UTZ
$1.26B
$6.16K ﹤0.01%
800
-500
-38% -$3.73K
FCF icon
8035
First Commonwealth Financial
FCF
$2.16B
$6.16K ﹤0.01%
303
-1,110
-79% -$21K
MLKN icon
8036
CALL
MillerKnoll
MLKN
$1.58B
$6.14K ﹤0.01%
300
+200
+200% +$3.2K
BBW icon
8037
CALL
Build-A-Bear
BBW
$369M
$6.12K ﹤0.01%
200
-3,500
-95% -$126K
ASTE icon
8038
PUT
Astec Industries
ASTE
$1.02B
$6.12K ﹤0.01%
100
FTXO icon
8039
First Trust Nasdaq Bank ETF
FTXO
$302M
$6.12K ﹤0.01%
148
+63
+74% +$2.45K
FTV icon
8040
PUT
Fortive
FTV
$17.2B
$6.11K ﹤0.01%
+100
New +$6K
DOO
8041
CALL
Bombardier Recreational Products
DOO
$4.79B
$6.1K ﹤0.01%
+100
New +$6.02K
DOO
8042
PUT
Bombardier Recreational Products
DOO
$4.79B
$6.1K ﹤0.01%
100
-42,900
-100% -$2.58M
FCF icon
8043
PUT
First Commonwealth Financial
FCF
$2.16B
$6.1K ﹤0.01%
300
-9,700
-97% -$183K
IAT icon
8044
iShares US Regional Banks ETF
IAT
$662M
$6.1K ﹤0.01%
+98
New +$5.7K
BBT
8045
PUT
Beacon Financial Corp
BBT
$2.67B
$6.09K ﹤0.01%
+200
New +$5.99K
LESL icon
8046
PUT
Leslie's
LESL
$5.36M
$6.09K ﹤0.01%
600
+300
+100% +$1.18K
RGC icon
8047
CALL
Regencell Bioscience
RGC
$3.41B
$6.09K ﹤0.01%
1,000
-1,900
-66% -$45.6K
CURB
8048
CALL
Curbline Properties
CURB
$3.39B
$6.08K ﹤0.01%
+200
New +$5.71K
EEX
8049
CALL
DELISTED
Emerald Holding
EEX
$6.05K ﹤0.01%
+1,200
New +$5.83K
SPDW icon
8050
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42.5B
$6.05K ﹤0.01%
120
-948
-89% -$47K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.