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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
OBIO icon
8051
PUT
Orchestra BioMed
OBIO
$305M
$6.04K ﹤0.01%
1,400
-1,100
-44% -$4.5K
TRAX
8052
PUT
First Tracks Biotherapeutics
TRAX
$1.45B
$6.04K ﹤0.01%
+300
New +$5.61K
SPOG
8053
Leverage Shares 2X Long SPOT Daily ETF
SPOG
$3.85M
$6.04K ﹤0.01%
964
-563
-37% -$3.97K
HIW icon
8054
PUT
Highwoods Properties
HIW
$3.44B
$6.03K ﹤0.01%
200
MST
8055
Defiance Leveraged Long Income MSTR ETF
MST
$26M
$6.03K ﹤0.01%
837
-901
-52% -$21.4K
IZEA icon
8056
IZEA Worldwide
IZEA
$52.1M
$6K ﹤0.01%
+1,622
New +$6.32K
DUOT icon
8057
PUT
Duos Technologies
DUOT
$276M
$6K ﹤0.01%
+500
New +$5.03K
BBUC
8058
Brookfield Business Corp Class A Subordinate Voting Shares
BBUC
$5.76B
$6K ﹤0.01%
201
+63
+46% +$2.08K
CUZ icon
8059
PUT
Cousins Properties
CUZ
$4.79B
$6K ﹤0.01%
200
TESL
8060
Simplify Volt TSLA Revolution ETF
TESL
$15.3M
$5.99K ﹤0.01%
360
+272
+309% +$4.25K
NAUT icon
8061
PUT
Nautilus Biotechnolgy
NAUT
$115M
$5.98K ﹤0.01%
3,200
+3,100
+3,100% +$8.19K
MREO
8062
Mereo BioPharma
MREO
$39.9M
$5.97K ﹤0.01%
+18,780
New +$5.63K
ASIX icon
8063
PUT
AdvanSix
ASIX
$471M
$5.96K ﹤0.01%
300
+200
+200% +$4.5K
WSE
8064
PUT
Wise Group
WSE
$12.6B
$5.96K ﹤0.01%
+500
New +$5.97K
NTB icon
8065
PUT
Bank of N.T. Butterfield & Son
NTB
$2.42B
$5.95K ﹤0.01%
100
AQWA icon
8066
Global X Clean Water ETF
AQWA
$21.3M
$5.95K ﹤0.01%
304
+105
+53% +$2.01K
BCAX
8067
CALL
Bicara Therapeutics
BCAX
$1.53B
$5.94K ﹤0.01%
200
-13,600
-99% -$304K
HYRM
8068
PUT
DELISTED
Xtrackers Risk Managed USD High Yield Strategy ETF
HYRM
$5.93K ﹤0.01%
+200
New +$4.64K
VSGX icon
8069
Vanguard ESG International Stock ETF
VSGX
$6.9B
$5.93K ﹤0.01%
72
-104
-59% -$8.25K
PROK icon
8070
PUT
ProKidney
PROK
$420M
$5.92K ﹤0.01%
2,900
-3,300
-53% -$6.04K
MDWD icon
8071
PUT
MediWound
MDWD
$172M
$5.88K ﹤0.01%
400
-41,800
-99% -$664K
DGNX
8072
Diginex Ltd
DGNX
$43.7M
$5.88K ﹤0.01%
+3,973
New +$8.2K
STOT icon
8073
CALL
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$525M
$5.85K ﹤0.01%
+200
New +$9.41K
EU
8074
enCore Energy
EU
$241M
$5.84K ﹤0.01%
+4,455
New +$7.49K
HOOY
8075
YieldMax HOOD Option Income Strategy ETF
HOOY
$132M
$5.83K ﹤0.01%
191
-184
-49% -$5.42K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.