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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TRLV
8151
Trulieve Cannabis Corp
TRLV
$2.33B
$5.13K ﹤0.01%
+522
New +$5.03K
MOB
8152
CALL
Mobilicom Ltd
MOB
$65.1M
$5.13K ﹤0.01%
+1,000
New +$5.86K
UIS icon
8153
PUT
Unisys
UIS
$191M
$5.12K ﹤0.01%
+1,400
New +$4.39K
OPEX
8154
Tradr 2X Long OPEN Daily ETF
OPEX
$6.08M
$5.12K ﹤0.01%
+290
New +$6.03K
FIVA
8155
Fidelity International Value Factor ETF
FIVA
$634M
$5.12K ﹤0.01%
+133
New +$4.97K
WHD icon
8156
PUT
Cactus
WHD
$4.89B
$5.12K ﹤0.01%
100
-200
-67% -$11.2K
CXT icon
8157
PUT
Crane NXT
CXT
$2.88B
$5.12K ﹤0.01%
100
MGY icon
8158
CALL
Magnolia Oil & Gas
MGY
$6.35B
$5.12K ﹤0.01%
200
-4,500
-96% -$129K
OBK icon
8159
CALL
Origin Bancorp
OBK
$1.68B
$5.12K ﹤0.01%
100
-100
-50% -$4.71K
CNO icon
8160
PUT
CNO Financial Group
CNO
$5.25B
$5.1K ﹤0.01%
+100
New +$4.64K
NEON icon
8161
CALL
Neonode
NEON
$15.5M
$5.08K ﹤0.01%
5,400
-58,600
-92% -$87K
NATL icon
8162
NCR Atleos
NATL
$3.41B
$5.08K ﹤0.01%
117
-524
-82% -$23.2K
WULX
8163
Tradr 2X Long WULF Daily ETF
WULX
$18M
$5.08K ﹤0.01%
+110
New +$4.87K
PCRX icon
8164
PUT
Pacira BioSciences
PCRX
$1.05B
$5.07K ﹤0.01%
200
TSPY
8165
TappAlpha S&P 500 Growth & Daily Income ETF
TSPY
$320M
$5.06K ﹤0.01%
200
-3,051
-94% -$76.8K
PTRN
8166
Pattern Group Inc
PTRN
$3.58B
$5.06K ﹤0.01%
201
-1,835
-90% -$31.1K
SEVN
8167
CALL
Seven Hills Realty Trust
SEVN
$171M
$5.06K ﹤0.01%
600
MFIC icon
8168
PUT
MidCap Financial Investment
MFIC
$792M
$5.04K ﹤0.01%
500
-1,400
-74% -$15.4K
RSKD icon
8169
CALL
Riskified
RSKD
$860M
$5.04K ﹤0.01%
1,000
-6,800
-87% -$31.7K
RSPU icon
8170
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$5.03K ﹤0.01%
+62
New +$4.98K
HUSE
8171
PUT
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$5.03K ﹤0.01%
200
-200
-50% -$5.03K
BATT icon
8172
Amplify Lithium & Battery Technology ETF
BATT
$125M
$5.01K ﹤0.01%
326
-6,594
-95% -$109K
PBT
8173
CALL
Permian Basin Royalty Trust
PBT
$1.59B
$5.01K ﹤0.01%
200
-1,600
-89% -$40.5K
KNOP icon
8174
PUT
KNOT Offshore Partners
KNOP
$394M
$4.99K ﹤0.01%
+500
New +$5.31K
HODL icon
8175
CALL
VanEck Bitcoin Trust
HODL
$1.33B
$4.98K ﹤0.01%
300
-2,500
-89% -$50.7K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.