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TRI-Continental Corp

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 18

0.98% less ownership

Funds ownership: 12.32%11.33% (-0.98%)

8% less funds holding

Funds holding: 10697 (-9)

22% less capital invested

Capital invested by funds: $187M → $146M (-$40.7M)

25% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 24

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CRC
101
Curi RMB Capital
Illinois
-$618K -22,157 Closed
GC
102
Guggenheim Capital
Illinois
-$485K -17,400 Closed
WAM
103
Wolverine Asset Management
Illinois
-$482K -17,318 Closed
MC
104
Matisse Capital
Oregon
-$328K -11,772 Closed
OFG
105
OTA Financial Group
New York
-$272K -10,286 Closed
ZIG
106
Zuckerman Investment Group
Illinois
-$282K -10,130 Closed
JMPWA
107
JP Morgan Private Wealth Advisors
California
-$227K -8,156 Closed
OC
108
Oppenheimer & Co
New York
-$221K -7,926 Closed
EWM
109
Evermay Wealth Management
Virginia
-$207K -7,436 Closed
CPIG
110
Chicago Partners Investment Group
Illinois
-$88K -3,468 Closed
NFG
111
Next Financial Group
Texas
-$86K -3,077 Closed
SSB
112
Sandy Spring Bank
Maryland
-$45K -1,609 Closed
SIC
113
Salem Investment Counselors
North Carolina
-$41K -1,468 Closed
OC
114
Oakworth Capital
Alabama
-$35K -1,269 Closed
SWP
115
Stratos Wealth Partners
Ohio
-$27K -958 Closed
SPIA
116
Steward Partners Investment Advisory
New York
-$21K -769 Closed
OBWP
117
O'Brien Wealth Partners
Massachusetts
-$13K -480 Closed
FPFS
118
First Personal Financial Services
North Carolina
-$7K -235 Closed
JFA
119
JNBA Financial Advisors
Minnesota
-$5K -175 Closed
Deutsche Bank
120
Deutsche Bank
Germany
-$1K -32 Closed
JP Morgan Chase
121
JP Morgan Chase
New York
+$51 +2 New