TY icon

TRI-Continental Corp
TY

Overview Fund Activity

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.23M
2
DBT
2
Dubuque Bank & Trust
Iowa
$6.61M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.18M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.63M
5
PPA
5
Parametric Portfolio Associates
Washington
$1.37M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$4.62M
2
SFS
2
Shaker Financial Services
Virginia
$1.69M
3
NMC
3
Nine Masts Capital
Hong Kong
$0
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$0
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$1.76M
Name Market Value Shares Shares
Change 		Shares
Change %
CRC
101
Curi RMB Capital
Illinois
– – -22,157 Closed
GC
102
Guggenheim Capital
Illinois
– – -17,400 Closed
WAM
103
Wolverine Asset Management
Illinois
– – -17,318 Closed
MC
104
Matisse Capital
Oregon
– – -11,772 Closed
OFG
105
OTA Financial Group
New York
– – -10,286 Closed
ZIG
106
Zuckerman Investment Group
Illinois
– – -10,130 Closed
JPMPWA
107
J.P. Morgan Private Wealth Advisors
California
– – -8,156 Closed
OC
108
Oppenheimer & Co
New York
– – -7,926 Closed
EWM
109
Evermay Wealth Management
Virginia
– – -7,436 Closed
CPIG
110
Chicago Partners Investment Group
Illinois
– – -3,468 Closed
NFG
111
Next Financial Group
Texas
– – -3,077 Closed
SSB
112
Sandy Spring Bank
Maryland
– – -1,609 Closed
SIC
113
Salem Investment Counselors
North Carolina
– – -1,468 Closed
OC
114
Oakworth Capital
Alabama
– – -1,269 Closed
SWP
115
Stratos Wealth Partners
Ohio
– – -958 Closed
SPIA
116
Steward Partners Investment Advisory
New York
– – -769 Closed
OBWP
117
O'Brien Wealth Partners
Massachusetts
– – -480 Closed
FPFS
118
First Personal Financial Services
North Carolina
– – -235 Closed
JFA
119
JNBA Financial Advisors
Minnesota
– – -175 Closed
Deutsche Bank
120
Deutsche Bank
Germany
– – -32 Closed
Fidelity Investments
121
Fidelity Investments
Massachusetts
– – -3 Closed
CFGS
122
Concourse Financial Group Securities
Alabama
– – – –
JPMorgan Chase & Co
123
JPMorgan Chase & Co
New York
$0 2 +2 New
1 2 3 4
5