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TRI-Continental Corp

99 hedge funds and large institutions have $175M invested in TRI-Continental Corp in 2018 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

0.59% more ownership

Funds ownership: 11.56%12.15% (+0.59%)

0% less capital invested

Capital invested by funds: $176M → $175M (-$764K)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 10099 (-1)

Holders
99
Holders Change
-1
Holders Change %
-1%
% of All Funds
2.27%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
10
Increased
30
Reduced
29
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$34.9M -$914K -33,670 -2%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$15.7M +$149K +5,486 +0.9%
Lazard Asset Management
3
Lazard Asset Management
New York
$12.7M
CA
4
Cornerstone Advisors
North Carolina
$8.04M -$1.33M -48,841 -14%
RCM
5
Rivernorth Capital Management
Florida
$7.84M -$190K -7,012 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.73M +$688K +25,344 +9%
1CP
7
1607 Capital Partners
Virginia
$7.69M +$953K +35,100 +14%
BI
8
Bulldog Investors
New Jersey
$6.95M
Morgan Stanley
9
Morgan Stanley
New York
$5.77M -$408K -15,047 -6%
RJA
10
Raymond James & Associates
Florida
$5.56M -$1.93M -71,191 -25%
SFS
11
Shaker Financial Services
Virginia
$5.36M +$5.53M +203,887 New
Bank of America
12
Bank of America
North Carolina
$5.24M +$1.26M +46,576 +31%
DBT
13
Dubuque Bank & Trust
Iowa
$5.07M +$480K +17,689 +10%
Wells Fargo
14
Wells Fargo
California
$4.55M -$1.48M -54,583 -24%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.17M
UBS Group
16
UBS Group
Switzerland
$2.74M +$911K +33,574 +48%
KLI
17
Kelman-Lazarov Inc
Tennessee
$2.35M +$64.9K +2,392 +3%
SFM
18
Signature Financial Management
Virginia
$2.27M
First Trust Advisors
19
First Trust Advisors
Illinois
$2.09M -$30.6K -1,128 -1%
Cohen & Steers
20
Cohen & Steers
New York
$1.95M -$126K -4,626 -6%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.93M +$19.6K +722 +1%
Stifel Financial
22
Stifel Financial
Missouri
$1.66M -$7.63K -281 -0.4%
AA
23
Ancora Advisors
Ohio
$1.62M -$13.6K -500 -0.8%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.53M +$1.03M +37,975 +187%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.49M -$79.1K -2,913 -5%