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TRI-Continental Corp

85 hedge funds and large institutions have $215M invested in TRI-Continental Corp in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

13% more funds holding

Funds holding: 7585 (+10)

3% less capital invested

Capital invested by funds: $222M → $215M (-$6.98M)

1.03% less ownership

Funds ownership: 16.9%15.87% (-1%)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
25
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$34M -$1.09M -50,954 -3%
KIM
2
Karpus Investment Management
New York
$32.9M -$979K -45,639 -3%
RCM
3
Rivernorth Capital Management
Florida
$18.1M -$5.63M -262,524 -24%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$13.6M +$1.87M +87,281 +17%
Lazard Asset Management
5
Lazard Asset Management
New York
$11.1M -$3.93M -183,206 -27%
1CP
6
1607 Capital Partners
Virginia
$9.93M -$187K -8,700 -2%
RJA
7
Raymond James & Associates
Florida
$9.9M -$91.7K -4,275 -0.9%
BI
8
Bulldog Investors
New Jersey
$6.92M
LCM
9
Landscape Capital Management
New Jersey
$6.91M +$3.97M +184,905 +144%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$5.15M +$2.57M +120,000 +100%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.91M -$106K -4,950 -2%
CA
12
Cornerstone Advisors
North Carolina
$4.74M +$1.17M +54,482 +34%
MC
13
Matisse Capital
Oregon
$4.24M +$2.41M +112,148 +140%
GFM
14
Gramercy Funds Management
Connecticut
$4.21M -$16.7M -779,829 -80%
Morgan Stanley
15
Morgan Stanley
New York
$4.18M +$336K +15,671 +9%
Wells Fargo
16
Wells Fargo
California
$3.7M +$2.03M +94,426 +129%
Bank of America
17
Bank of America
North Carolina
$3.59M +$77.8K +3,626 +2%
Citigroup
18
Citigroup
New York
$2.92M -$606K -28,239 -18%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$2.19M -$45.3K -2,110 -2%
YMRC
20
Yorktown Management & Research Company
Virginia
$2.1M +$531K +24,761 +35%
MNA
21
Manning & Napier Advisors
New York
$2.09M
SFM
22
Signature Financial Management
Virginia
$1.9M
KLI
23
Kelman-Lazarov Inc
Tennessee
$1.54M +$106K +4,918 +8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.54M
GC
25
Guggenheim Capital
Illinois
$1.44M +$114K +5,306 +9%