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TRI-Continental Corp
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Overview Fund Activity

85 hedge funds and large institutions have $215M invested in TRI-Continental Corp in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
85
Holders Change
+10
Holders Change %
+13.33%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
17
Increased
25
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$6.91M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$5.15M
3
MC
3
Matisse Capital
Oregon
$4.24M
4
Wells Fargo
4
Wells Fargo
California
$3.7M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$13.6M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$4.21M
2
RCM
2
Rivernorth Capital Management
Florida
$18.1M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$11.1M
4
SFS
4
Shaker Financial Services
Virginia
$623K
5
RVPG
5
Relative Value Partners Group
$34M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$34M 1,543,742 -50,954 -3%
KIM
2
Karpus Investment Management
New York
$32.9M 1,493,414 -45,639 -3%
RCM
3
Rivernorth Capital Management
Florida
$18.1M 822,013 -262,524 -24%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$13.6M 615,204 +87,281 +17%
Lazard Asset Management
5
Lazard Asset Management
New York
$11.1M 501,675 -183,206 -27%
1CP
6
1607 Capital Partners
Virginia
$9.93M 450,398 -8,700 -2%
RJA
7
Raymond James & Associates
Florida
$9.9M 448,807 -4,275 -0.9%
BI
8
Bulldog Investors
New Jersey
$6.92M 313,691 – –
LCM
9
Landscape Capital Management
New Jersey
$6.91M 313,408 +184,905 +144%
1832 Asset Management
10
1832 Asset Management
Ontario, Canada
$5.15M 240,000 +120,000 +100%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.91M 222,821 -4,950 -2%
CA
12
Cornerstone Advisors
North Carolina
$4.74M 214,784 +54,482 +34%
MC
13
Matisse Capital
Oregon
$4.24M 192,158 +112,148 +140%
GFM
14
Gramercy Funds Management
Connecticut
$4.21M 190,685 -779,829 -80%
Morgan Stanley
15
Morgan Stanley
New York
$4.18M 189,526 +15,671 +9%
Wells Fargo
16
Wells Fargo
California
$3.7M 167,719 +94,426 +129%
Bank of America
17
Bank of America
North Carolina
$3.59M 162,900 +3,626 +2%
Citigroup
18
Citigroup
New York
$2.92M 132,608 -28,239 -18%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$2.19M 99,398 -2,110 -2%
YMRC
20
Yorktown Management & Research Company
Virginia
$2.1M 95,000 +24,761 +35%
MNA
21
Manning & Napier Advisors
New York
– – – –
SFM
22
Signature Financial Management
Virginia
$1.9M 86,114 – –
KLI
23
Kelman-Lazarov Inc
Tennessee
$1.54M 69,718 +4,918 +8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.54M 69,709 – –
GC
25
Guggenheim Capital
Illinois
$1.44M 65,351 +5,306 +9%
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