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TRI-Continental Corp

104 hedge funds and large institutions have $154M invested in TRI-Continental Corp in 2019 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 37 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 19

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

7% more funds holding

Funds holding: 97104 (+7)

6% more capital invested

Capital invested by funds: $146M → $154M (+$8.3M)

0.42% less ownership

Funds ownership: 11.33%10.91% (-0.42%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
18
Increased
37
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$20.4M -$11.2M -435,818 -36%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$14.8M -$478K -18,628 -3%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.3M
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.4M +$152K +5,930 +2%
CA
5
Cornerstone Advisors
North Carolina
$8.12M +$2.88M +112,211 +57%
Wells Fargo
6
Wells Fargo
California
$7.62M +$635K +24,772 +9%
DBT
7
Dubuque Bank & Trust
Iowa
$7.56M +$171K +6,660 +2%
RJA
8
Raymond James & Associates
Florida
$7.44M +$322K +12,549 +5%
UBS Group
9
UBS Group
Switzerland
$7.05M +$3M +116,939 +77%
Morgan Stanley
10
Morgan Stanley
New York
$6.32M +$32.3K +1,258 +0.5%
1CP
11
1607 Capital Partners
Virginia
$5.28M -$2.29M -89,118 -31%
Bank of America
12
Bank of America
North Carolina
$4.83M -$340K -13,279 -7%
UCI
13
Uncommon Cents Investing
Wisconsin
$2.65M +$1.81M +70,440 +233%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.3M +$14.7K +575 +0.7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.27M +$25.3K +988 +1%
Brown Advisory
16
Brown Advisory
Maryland
$2.27M +$1.94M +75,632 +722%
Stifel Financial
17
Stifel Financial
Missouri
$2.1M -$8.13K -317 -0.4%
LCM
18
Landscape Capital Management
New Jersey
$2.04M +$797K +31,100 +67%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$1.98M
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.93M +$64.3K +2,508 +4%
BI
21
Bulldog Investors
New Jersey
$1.83M -$2.13M -82,979 -54%
PPA
22
Parametric Portfolio Associates
Washington
$1.53M -$1.15K -45 -0.1%
RCM
23
RB Capital Management
Nevada
$1.31M +$48.7K +1,898 +4%
AA
24
Ancora Advisors
Ohio
$1.26M
CAN
25
Cetera Advisor Networks
California
$1.05M +$345K +13,470 +51%