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TRI-Continental Corp

66 hedge funds and large institutions have $255M invested in TRI-Continental Corp in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

0.09% less ownership

Funds ownership: 19.6%19.51% (-0.09%)

4% less capital invested

Capital invested by funds: $265M → $255M (-$10M)

6% less funds holding

Funds holding: 7066 (-4)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.78%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
5
Increased
19
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$40.1M +$41.2M +1,891,856 New
KIM
2
Karpus Investment Management
New York
$38.1M +$1.66M +76,077 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$28.7M -$166K -7,600 -0.6%
GFM
4
Gramercy Funds Management
Connecticut
$25.6M -$272K -12,459 -1%
RCM
5
Rivernorth Capital Management
Florida
$23.9M +$144K +6,600 +0.6%
1CP
6
1607 Capital Partners
Virginia
$13.2M -$812K -37,246 -6%
RJA
7
Raymond James & Associates
Florida
$9.87M +$103K +4,734 +1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$8.59M +$526K +24,148 +6%
BI
9
Bulldog Investors
New Jersey
$8.32M
Morgan Stanley
10
Morgan Stanley
New York
$6.08M +$152K +6,959 +2%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.63M +$183K +8,406 +4%
UCFA
12
United Capital Financial Advisors
Texas
$3.52M -$503K -23,077 -12%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.39M -$328K -15,056 -9%
WAM
14
Wolverine Asset Management
Illinois
$3.25M +$3.18M +145,853 +1,870%
SFS
15
Shaker Financial Services
Virginia
$3.12M +$792K +36,331 +33%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$3.1M
Bank of America
17
Bank of America
North Carolina
$2.94M +$152K +6,966 +5%
CA
18
Cornerstone Advisors
North Carolina
$2.81M -$83.5K -3,828 -3%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$2.54M
YMRC
20
Yorktown Management & Research Company
Virginia
$2.12M
Wells Fargo
21
Wells Fargo
California
$1.8M -$573K -26,279 -24%
IT
22
Independence Trust
Tennessee
$1.45M -$338K -15,499 -18%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1.33M +$227K +10,414 +20%
AA
24
Ancora Advisors
Ohio
$1.27M +$1.31M +60,000 New
PPA
25
Parametric Portfolio Associates
Washington
$1.2M +$21.9K +1,003 +2%

TY Hedge Fund Activity: Q2 2015 in Review

66 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q2 2015, worth a combined $255M — down 3.8% from $265M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of TY and 5 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 19 added.

The largest buyer was Wolverine Asset Management, adding an estimated $3.18M. The largest seller was City of London Investment Management, exiting entirely with an estimated $3.27M sold.

  • 66 institutional investors held TRI-Continental Corp (TY) as of Q2 2015, down from 70 in Q1 2015.
  • Funds reported $255M of TRI-Continental Corp stock for Q2 2015, down 3.8% quarter-over-quarter.
  • 5 funds opened new TRI-Continental Corp positions in Q2 2015 and 6 closed out, a net change of -1 holder.
  • The largest TRI-Continental Corp buyer in Q2 2015 was Wolverine Asset Management, an estimated $3.18M added.
  • The largest TRI-Continental Corp seller in Q2 2015 was City of London Investment Management, an estimated $3.27M sold.

Based on aggregated 13F filings for Q2 2015.