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TRI-Continental Corp
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Overview Fund Activity

66 hedge funds and large institutions have $255M invested in TRI-Continental Corp in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.78%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
5
Increased
19
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$40.1M
2
WAM
2
Wolverine Asset Management
Illinois
$3.26M
3
KIM
3
Karpus Investment Management
New York
$38.1M
4
AA
4
Ancora Advisors
Ohio
$1.27M
5
SFS
5
Shaker Financial Services
Virginia
$3.12M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$0
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
1CP
4
1607 Capital Partners
Virginia
$13.2M
5
MIG
5
Mariner Investment Group
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$40.1M 1,891,856 +1,891,856 New
KIM
2
Karpus Investment Management
New York
$38.1M 1,797,336 +76,077 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$28.7M 1,355,314 -7,600 -0.6%
GFM
4
Gramercy Funds Management
Connecticut
$25.6M 1,208,288 -12,459 -1%
RCM
5
Rivernorth Capital Management
Florida
$23.9M 1,126,184 +6,600 +0.6%
1CP
6
1607 Capital Partners
Virginia
$13.2M 621,768 -37,246 -6%
RJA
7
Raymond James & Associates
Florida
$9.87M 465,697 +4,734 +1%
BBPWM
8
Blue Bell Private Wealth Management
Pennsylvania
$8.59M 405,352 +24,148 +6%
BI
9
Bulldog Investors
New Jersey
$8.32M 392,619 – –
Morgan Stanley
10
Morgan Stanley
New York
$6.08M 286,962 +6,959 +2%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.63M 218,416 +8,406 +4%
UCFA
12
United Capital Financial Advisors
Texas
$3.52M 166,089 -23,077 -12%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.39M 159,931 -15,056 -9%
WAM
14
Wolverine Asset Management
Illinois
$3.26M 153,651 +145,853 +1,870%
SFS
15
Shaker Financial Services
Virginia
$3.12M 147,258 +36,331 +33%
Geode Capital Management
16
Geode Capital Management
Massachusetts
– – – –
Bank of America
17
Bank of America
North Carolina
$2.94M 138,523 +6,966 +5%
CA
18
Cornerstone Advisors
North Carolina
$2.81M 132,379 -3,828 -3%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$2.54M 120,000 – –
YMRC
20
Yorktown Management & Research Company
Virginia
$2.12M 100,239 – –
Wells Fargo
21
Wells Fargo
California
$1.8M 84,894 -26,279 -24%
IT
22
Independence Trust
Tennessee
$1.45M 68,501 -15,499 -18%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1.33M 62,787 +10,414 +20%
AA
24
Ancora Advisors
Ohio
$1.27M 60,000 +60,000 New
PPA
25
Parametric Portfolio Associates
Washington
$1.2M 56,590 +1,003 +2%
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