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TRI-Continental Corp
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Overview Fund Activity

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.23M
2
DBT
2
Dubuque Bank & Trust
Iowa
$6.61M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.18M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.63M
5
PPA
5
Parametric Portfolio Associates
Washington
$1.37M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$4.62M
2
SFS
2
Shaker Financial Services
Virginia
$1.69M
3
NMC
3
Nine Masts Capital
Hong Kong
$0
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$0
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$1.76M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$28.5M 1,211,576 -5,390 -0.4%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$13.6M 579,937 +2,102 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$10.1M 428,975 -4,683 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.18M 390,401 +35,821 +10%
1CP
5
1607 Capital Partners
Virginia
$6.81M 289,728 +6,658 +2%
DBT
6
Dubuque Bank & Trust
Iowa
$6.61M 280,878 +45,010 +19%
RJA
7
Raymond James & Associates
Florida
$6.36M 270,273 +21,067 +8%
Wells Fargo
8
Wells Fargo
California
$6.23M 264,819 +48,549 +22%
Morgan Stanley
9
Morgan Stanley
New York
$5.63M 239,159 +33,104 +16%
Bank of America
10
Bank of America
North Carolina
$4.63M 196,964 -602 -0.3%
CA
11
Cornerstone Advisors
North Carolina
$4.62M 196,353 -285,609 -59%
BI
12
Bulldog Investors
New Jersey
$3.59M 152,665 -9,653 -6%
UBS Group
13
UBS Group
Switzerland
$3.56M 151,165 +21,796 +17%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.04M 86,889 -6,939 -7%
SFM
15
Signature Financial Management
Virginia
$2.03M 86,114 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.01M 85,371 +1,308 +2%
Stifel Financial
17
Stifel Financial
Missouri
$1.88M 79,969 -28,885 -27%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.76M 75,000 -45,000 -38%
SFS
19
Shaker Financial Services
Virginia
$1.69M 71,740 -271,040 -79%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.67M 70,817 +6,226 +10%
PPA
21
Parametric Portfolio Associates
Washington
$1.37M 58,365 +26,693 +84%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.31M 55,672 +2,906 +6%
RCM
23
RB Capital Management
Nevada
$1.12M 47,805 +1,934 +4%
AA
24
Ancora Advisors
Ohio
$1.12M 47,733 -1,414 -3%
LCM
25
Landscape Capital Management
New Jersey
$1.09M 46,413 +13,203 +40%
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