We are live on ! Find out more
TY icon

TRI-Continental Corp

97 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 18 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 18

0.98% less ownership

Funds ownership: 12.32%11.33% (-0.98%)

8% less funds holding

Funds holding: 10697 (-9)

22% less capital invested

Capital invested by funds: $187M → $146M (-$40.7M)

25% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 24

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
97
Holders Change
-9
Holders Change %
-8.49%
% of All Funds
2.16%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
18
Increased
42
Reduced
18
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$28.5M -$139K -5,390 -0.4%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$13.6M +$54.1K +2,102 +0.4%
Lazard Asset Management
3
Lazard Asset Management
New York
$10.1M -$121K -4,683 -1%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.18M +$922K +35,821 +10%
1CP
5
1607 Capital Partners
Virginia
$6.81M +$171K +6,658 +2%
DBT
6
Dubuque Bank & Trust
Iowa
$6.61M +$1.16M +45,010 +19%
RJA
7
Raymond James & Associates
Florida
$6.36M +$542K +21,067 +8%
Wells Fargo
8
Wells Fargo
California
$6.23M +$1.25M +48,549 +22%
Morgan Stanley
9
Morgan Stanley
New York
$5.63M +$852K +33,104 +16%
Bank of America
10
Bank of America
North Carolina
$4.63M -$15.5K -602 -0.3%
CA
11
Cornerstone Advisors
North Carolina
$4.62M -$7.35M -285,609 -59%
BI
12
Bulldog Investors
New Jersey
$3.59M -$248K -9,653 -6%
UBS Group
13
UBS Group
Switzerland
$3.56M +$561K +21,796 +17%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.04M -$179K -6,939 -7%
SFM
15
Signature Financial Management
Virginia
$2.02M
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.01M +$33.7K +1,308 +2%
Stifel Financial
17
Stifel Financial
Missouri
$1.88M -$743K -28,885 -27%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.76M -$1.16M -45,000 -38%
SFS
19
Shaker Financial Services
Virginia
$1.69M -$6.98M -271,040 -79%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.67M +$160K +6,226 +10%
PPA
21
Parametric Portfolio Associates
Washington
$1.37M +$687K +26,693 +84%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.31M +$74.8K +2,906 +6%
RCM
23
RB Capital Management
Nevada
$1.12M +$49.8K +1,934 +4%
AA
24
Ancora Advisors
Ohio
$1.12M -$36.4K -1,414 -3%
LCM
25
Landscape Capital Management
New Jersey
$1.09M +$340K +13,203 +40%