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TRI-Continental Corp
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Overview Fund Activity

75 hedge funds and large institutions have $222M invested in TRI-Continental Corp in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
9
Increased
29
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$2.17M
2
CA
2
Cornerstone Advisors
North Carolina
$3.43M
3
RVPG
3
Relative Value Partners Group
$34.1M
4
SFS
4
Shaker Financial Services
Virginia
$2.17M
5
CRC
5
Curi RMB Capital
Illinois
$1.52M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$14.6M
2
LCM
2
Landscape Capital Management
New Jersey
$2.75M
3
GFM
3
Gramercy Funds Management
Connecticut
$20.8M
4
KIM
4
Karpus Investment Management
New York
$32.9M
5
Morgan Stanley
5
Morgan Stanley
New York
$3.72M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$34.1M 1,594,696 +51,306 +3%
KIM
2
Karpus Investment Management
New York
$32.9M 1,539,053 -88,832 -5%
RCM
3
Rivernorth Capital Management
Florida
$23.2M 1,084,537 -6,366 -0.6%
GFM
4
Gramercy Funds Management
Connecticut
$20.8M 970,514 -106,000 -10%
Lazard Asset Management
5
Lazard Asset Management
New York
$14.6M 684,881 -197,640 -22%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$11.3M 527,923 +34,955 +7%
1CP
7
1607 Capital Partners
Virginia
$9.82M 459,098 -15,100 -3%
RJA
8
Raymond James & Associates
Florida
$9.69M 453,082 +7,560 +2%
BI
9
Bulldog Investors
New Jersey
$6.71M 313,691 – –
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.87M 227,771 +1,605 +0.7%
Morgan Stanley
11
Morgan Stanley
New York
$3.72M 173,855 -58,869 -25%
Citigroup
12
Citigroup
New York
$3.44M 160,847 +31,604 +24%
CA
13
Cornerstone Advisors
North Carolina
$3.43M 160,302 +90,235 +129%
Bank of America
14
Bank of America
North Carolina
$3.41M 159,274 +8,819 +6%
LCM
15
Landscape Capital Management
New Jersey
$2.75M 128,503 -112,156 -47%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.57M 120,000 – –
MNA
17
Manning & Napier Advisors
New York
– – – –
Geode Capital Management
18
Geode Capital Management
Massachusetts
$2.17M 101,508 +101,508 New
SFS
19
Shaker Financial Services
Virginia
$2.17M 101,393 +49,406 +95%
SFM
20
Signature Financial Management
Virginia
$1.84M 86,114 – –
MC
21
Matisse Capital
Oregon
$1.71M 80,010 +12,615 +19%
Wells Fargo
22
Wells Fargo
California
$1.57M 73,293 +3,182 +5%
CRC
23
Curi RMB Capital
Illinois
$1.52M 70,909 +42,849 +153%
YMRC
24
Yorktown Management & Research Company
Virginia
$1.5M 70,239 – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.49M 69,709 +4,166 +6%
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