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TRI-Continental Corp

75 hedge funds and large institutions have $222M invested in TRI-Continental Corp in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

4% more funds holding

Funds holding: 7275 (+3)

2% more capital invested

Capital invested by funds: $218M → $222M (+$4.42M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.19% less ownership

Funds ownership: 17.09%16.9% (-0.19%)

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
9
Increased
29
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$34.1M +$1.09M +51,306 +3%
KIM
2
Karpus Investment Management
New York
$32.9M -$1.89M -88,832 -5%
RCM
3
Rivernorth Capital Management
Florida
$23.2M -$135K -6,366 -0.6%
GFM
4
Gramercy Funds Management
Connecticut
$20.8M -$2.25M -106,000 -10%
Lazard Asset Management
5
Lazard Asset Management
New York
$14.6M -$4.2M -197,640 -22%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$11.3M +$743K +34,955 +7%
1CP
7
1607 Capital Partners
Virginia
$9.82M -$321K -15,100 -3%
RJA
8
Raymond James & Associates
Florida
$9.69M +$161K +7,560 +2%
BI
9
Bulldog Investors
New Jersey
$6.71M
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.87M +$34.1K +1,605 +0.7%
Morgan Stanley
11
Morgan Stanley
New York
$3.72M -$1.25M -58,869 -25%
Citigroup
12
Citigroup
New York
$3.44M +$672K +31,604 +24%
CA
13
Cornerstone Advisors
North Carolina
$3.43M +$1.92M +90,235 +129%
Bank of America
14
Bank of America
North Carolina
$3.41M +$187K +8,819 +6%
LCM
15
Landscape Capital Management
New Jersey
$2.75M -$2.38M -112,156 -47%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.56M
MNA
17
Manning & Napier Advisors
New York
$2.17M
Geode Capital Management
18
Geode Capital Management
Massachusetts
$2.17M +$2.16M +101,508 New
SFS
19
Shaker Financial Services
Virginia
$2.17M +$1.05M +49,406 +95%
SFM
20
Signature Financial Management
Virginia
$1.84M
MC
21
Matisse Capital
Oregon
$1.71M +$268K +12,615 +19%
Wells Fargo
22
Wells Fargo
California
$1.57M +$67.6K +3,182 +5%
CRC
23
Curi RMB Capital
Illinois
$1.52M +$911K +42,849 +153%
YMRC
24
Yorktown Management & Research Company
Virginia
$1.5M
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.49M +$88.5K +4,166 +6%