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TRI-Continental Corp

99 hedge funds and large institutions have $146M invested in TRI-Continental Corp in 2019 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 26 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 26

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.89% less ownership

Funds ownership: 10.91%10.02% (-0.89%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

5% less funds holding

Funds holding: 10499 (-5)

6% less capital invested

Capital invested by funds: $154M → $146M (-$8.67M)

Holders
99
Holders Change
-5
Holders Change %
-4.81%
% of All Funds
2.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
37
Reduced
26
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$19.5M -$1.43M -53,595 -7%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$14.5M -$659K -24,621 -4%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.6M
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.8M +$85.9K +3,210 +0.8%
DBT
5
Dubuque Bank & Trust
Iowa
$8.07M +$311K +11,621 +4%
Wells Fargo
6
Wells Fargo
California
$7.67M -$140K -5,237 -2%
UBS Group
7
UBS Group
Switzerland
$7.66M +$430K +16,066 +6%
RJA
8
Raymond James & Associates
Florida
$7.24M -$387K -14,450 -5%
Morgan Stanley
9
Morgan Stanley
New York
$6.63M +$148K +5,547 +2%
Bank of America
10
Bank of America
North Carolina
$5.3M +$340K +12,705 +7%
1832 Asset Management
11
1832 Asset Management
Ontario, Canada
$4.24M +$2.19M +82,000 +109%
UCI
12
Uncommon Cents Investing
Wisconsin
$2.8M +$78.5K +2,935 +3%
First Trust Advisors
13
First Trust Advisors
Illinois
$2.39M +$29.5K +1,101 +1%
Brown Advisory
14
Brown Advisory
Maryland
$2.32M
LCM
15
Landscape Capital Management
New Jersey
$2.22M +$128K +4,767 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.11M -$213K -7,977 -9%
Stifel Financial
17
Stifel Financial
Missouri
$2.03M -$114K -4,278 -5%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.92M -$57.6K -2,152 -3%
1CP
19
1607 Capital Partners
Virginia
$1.81M -$3.57M -133,306 -66%
PPA
20
Parametric Portfolio Associates
Washington
$1.77M +$200K +7,477 +13%
RCM
21
RB Capital Management
Nevada
$1.38M +$35.2K +1,317 +3%
AA
22
Ancora Advisors
Ohio
$1.22M -$66.9K -2,500 -5%
CAN
23
Cetera Advisor Networks
California
$1.21M +$137K +5,125 +13%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$1.18M +$115K +4,309 +11%
SP
25
Successful Portfolios
Florida
$1.01M -$33.3K -1,243 -3%