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TRI-Continental Corp
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Overview Fund Activity

125 hedge funds and large institutions have $207M invested in TRI-Continental Corp in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 35 reducing their positions, and 10 closing their positions.

Holders
125
Holders Change
+5
Holders Change %
+4.17%
% of All Funds
1.83%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
18
Increased
40
Reduced
35
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$34.4M
2
HB
2
HTLF Bank
Colorado
$6.89M
3
Allspring Global Investments
3
Allspring Global Investments
North Carolina
$16.3M
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$1.55M
5
CIA
5
Concurrent Investment Advisors
Florida
$688K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.4M
2
SFS
2
Shaker Financial Services
Virginia
$1.05M
3
BFS
3
Bard Financial Services
Connecticut
$15.5M
4
AW
4
Atlas Wealth
Ohio
$0
5
AA
5
AQR Arbitrage
Connecticut
$1.07M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$34.4M 1,193,616 +602,408 +102%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$16.3M 567,088 +121,196 +27%
BFS
3
Bard Financial Services
Connecticut
$15.5M 537,183 -30,470 -5%
Lazard Asset Management
4
Lazard Asset Management
New York
$13M 449,805 – –
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$12M 415,869 -4,112 -1%
RJA
6
Raymond James & Associates
Florida
$8.77M 304,316 -1,252 -0.4%
Wells Fargo
7
Wells Fargo
California
$7.78M 269,748 +15,351 +6%
UBS Group
8
UBS Group
Switzerland
$7.25M 251,377 -148 -0.1%
RVPG
9
Relative Value Partners Group
$6.96M 241,439 -4,229 -2%
HB
10
HTLF Bank
Colorado
$6.89M 239,048 +239,048 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.43M 222,957 -8,070 -3%
UCI
12
Uncommon Cents Investing
Wisconsin
$4.86M 168,713 -3,750 -2%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$3.82M 132,655 +4,631 +4%
Wealth Enhancement Advisory Services
14
Wealth Enhancement Advisory Services
Minnesota
$3.43M 119,002 +3,031 +3%
Stifel Financial
15
Stifel Financial
Missouri
$3M 104,135 +426 +0.4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.59M 89,672 -2,051 -2%
1IA
17
1620 Investment Advisors
Massachusetts
$2.51M 87,228 +1,302 +2%
CA
18
Cornerstone Advisors
North Carolina
$2.5M 86,595 -8,098 -9%
DADC
19
D.A. Davidson & Co
Montana
$2.35M 81,427 -4,144 -5%
CFA
20
Capstone Financial Advisors
Illinois
$2.18M 75,513 – –
Mariner
21
Mariner
Kansas
$2.12M 73,522 +653 +0.9%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.09M 72,601 -5,796 -7%
IWC
23
Integrated Wealth Concepts
Massachusetts
$2.06M 71,445 -5,550 -7%
RCM
24
RB Capital Management
Nevada
$1.74M 60,494 -29 -0%
BWFA
25
Baltimore-Washington Financial Advisors
Maryland
$1.65M 57,192 – –
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