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TRI-Continental Corp

125 hedge funds and large institutions have $207M invested in TRI-Continental Corp in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 35 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

18% more capital invested

Capital invested by funds: $175M → $207M (+$32.3M)

14% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 35

4% more funds holding

Funds holding: 120125 (+5)

1.13% more ownership

Funds ownership: 12.2%13.33% (+1.1%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
125
Holders Change
+5
Holders Change %
+4.17%
% of All Funds
1.82%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.04%
New
18
Increased
40
Reduced
35
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.4M +$16.4M +602,408 +102%
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$16.3M +$3.29M +121,196 +27%
BFS
3
Bard Financial Services
Connecticut
$15.5M -$828K -30,470 -5%
Lazard Asset Management
4
Lazard Asset Management
New York
$13M
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$12M -$112K -4,112 -1%
RJA
6
Raymond James & Associates
Florida
$8.77M -$34K -1,252 -0.4%
Wells Fargo
7
Wells Fargo
California
$7.78M +$417K +15,351 +6%
UBS Group
8
UBS Group
Switzerland
$7.25M -$4.02K -148 -0.1%
RVPG
9
Relative Value Partners Group
$6.96M -$115K -4,229 -2%
HB
10
HTLF Bank
Colorado
$6.89M +$6.49M +239,048 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.43M -$219K -8,070 -3%
UCI
12
Uncommon Cents Investing
Wisconsin
$4.86M -$102K -3,750 -2%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$3.82M +$126K +4,631 +4%
Wealth Enhancement Advisory Services
14
Wealth Enhancement Advisory Services
Minnesota
$3.43M +$82.3K +3,031 +3%
Stifel Financial
15
Stifel Financial
Missouri
$3M +$11.6K +426 +0.4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.59M -$55.7K -2,051 -2%
1IA
17
1620 Investment Advisors
Massachusetts
$2.51M +$35.4K +1,302 +2%
CA
18
Cornerstone Advisors
North Carolina
$2.5M -$220K -8,098 -9%
DADC
19
D.A. Davidson & Co
Montana
$2.35M -$113K -4,144 -5%
CFA
20
Capstone Financial Advisors
Illinois
$2.18M
Mariner
21
Mariner
Kansas
$2.12M +$17.7K +653 +0.9%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.09M -$157K -5,796 -7%
IWC
23
Integrated Wealth Concepts
Massachusetts
$2.06M -$151K -5,550 -7%
RCM
24
RB Capital Management
Nevada
$1.74M -$788 -29 -0%
BWFA
25
Baltimore-Washington Financial Advisors
Maryland
$1.65M