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TRI-Continental Corp

100 hedge funds and large institutions have $176M invested in TRI-Continental Corp in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

6% more funds holding

Funds holding: 94100 (+6)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $184M → $176M (-$8M)

1.22% less ownership

Funds ownership: 12.78%11.56% (-1.2%)

Holders
100
Holders Change
+6
Holders Change %
+6.38%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
17
Increased
31
Reduced
31
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$36.7M -$377K -14,404 -1%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$15.9M -$208K -7,936 -1%
Lazard Asset Management
3
Lazard Asset Management
New York
$13M -$456K -17,400 -3%
CA
4
Cornerstone Advisors
North Carolina
$9.55M -$1.78M -67,922 -16%
RCM
5
Rivernorth Capital Management
Florida
$8.21M -$1.43M -54,713 -15%
RJA
6
Raymond James & Associates
Florida
$7.62M -$6.88M -262,651 -48%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.24M +$1.29M +49,378 +23%
BI
8
Bulldog Investors
New Jersey
$7.11M
1CP
9
1607 Capital Partners
Virginia
$6.92M -$2.01M -76,876 -23%
Morgan Stanley
10
Morgan Stanley
New York
$6.31M +$331K +12,649 +6%
Wells Fargo
11
Wells Fargo
California
$6.13M -$342K -13,058 -5%
DBT
12
Dubuque Bank & Trust
Iowa
$4.72M +$181K +6,904 +4%
Bank of America
13
Bank of America
North Carolina
$4.11M -$571K -21,776 -12%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.22M
KLI
15
Kelman-Lazarov Inc
Tennessee
$2.35M +$9.72K +371 +0.4%
SFM
16
Signature Financial Management
Virginia
$2.32M
First Trust Advisors
17
First Trust Advisors
Illinois
$2.17M +$88.5K +3,379 +4%
Cohen & Steers
18
Cohen & Steers
New York
$2.13M +$897K +34,211 +77%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.96M +$11.1K +425 +0.6%
UBS Group
20
UBS Group
Switzerland
$1.9M +$414K +15,794 +29%
Stifel Financial
21
Stifel Financial
Missouri
$1.69M -$66.1K -2,524 -4%
AA
22
Ancora Advisors
Ohio
$1.67M -$78.6K -3,000 -5%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.61M -$22.8K -870 -1%
SP
24
Successful Portfolios
Florida
$1.33M +$1.29M +49,370 New
RCM
25
RB Capital Management
Nevada
$1.31M -$10.3K -392 -0.8%

TY Hedge Fund Activity: Q4 2017 in Review

100 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q4 2017, worth a combined $176M — down 4.4% from $184M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new TY positions and 11 closed out — a net gain of 6 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.29M. The largest seller was Raymond James & Associates, cutting an estimated $6.88M.

  • 100 institutional investors held TRI-Continental Corp (TY) as of Q4 2017, up from 94 in Q3 2017.
  • Funds reported $176M of TRI-Continental Corp stock for Q4 2017, down 4.4% quarter-over-quarter.
  • 17 funds opened new TRI-Continental Corp positions in Q4 2017 and 11 closed out, a net change of +6 holders.
  • The largest TRI-Continental Corp buyer in Q4 2017 was Raymond James Financial Services Advisors, an estimated $1.29M added.
  • The largest TRI-Continental Corp seller in Q4 2017 was Raymond James & Associates, an estimated $6.88M sold.

Based on aggregated 13F filings for Q4 2017.