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TRI-Continental Corp
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Overview Fund Activity

61 hedge funds and large institutions have $248M invested in TRI-Continental Corp in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
1.77%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.26%
New
1
Increased
21
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.88M
2
CA
2
Cornerstone Advisors
North Carolina
$2.7M
3
RVP
3
Relative Value Partners
Illinois
$39.3M
4
IT
4
Independence Trust
Tennessee
$1.07M
5
KIM
5
Karpus Investment Management
New York
$35.7M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
ZIG
2
Zuckerman Investment Group
Illinois
$0
3
COLIM
3
City of London Investment Management
United Kingdom
$4M
4
CAN
4
Cetera Advisor Networks
California
$293K
5
PP
5
PDT Partners
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$39.3M 1,881,718 +37,866 +2%
KIM
2
Karpus Investment Management
New York
$35.7M 1,712,873 +20,588 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.1M 1,392,489 +2,575 +0.2%
GFM
4
Gramercy Funds Management
Connecticut
$27.8M 1,330,547 -17,861 -1%
RCM
5
Rivernorth Capital Management
Florida
$22.4M 1,070,982 – –
1CP
6
1607 Capital Partners
Virginia
$14.5M 694,114 +7,600 +1%
RJA
7
Raymond James & Associates
Florida
$8.93M 428,050 +2,923 +0.7%
BI
8
Bulldog Investors
New Jersey
$8.19M 392,619 – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.03M 384,957 -3,790 -1%
Morgan Stanley
10
Morgan Stanley
New York
$5.67M 271,632 +8,667 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.3M 205,818 -14,808 -7%
COLIM
12
City of London Investment Management
United Kingdom
$4M 191,659 -31,825 -14%
SFS
13
Shaker Financial Services
Virginia
$3.93M 188,382 -23,200 -11%
WAM
14
Wolverine Asset Management
Illinois
$3.88M 185,988 +45,611 +32%
Geode Capital Management
15
Geode Capital Management
Massachusetts
– – – –
CA
16
Cornerstone Advisors
North Carolina
$2.7M 129,129 +42,263 +49%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$2.51M 120,000 – –
Bank of America
18
Bank of America
North Carolina
$2.43M 116,429 +5,211 +5%
DA
19
Doliver Advisors
Texas
$2.12M 101,616 -5,197 -5%
AA
20
Ancora Advisors
Ohio
$1.98M 95,000 – –
SG Americas Securities
21
SG Americas Securities
New York
$1.86M 89,275 -301 -0.3%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.32M 63,162 -58 -0.1%
U
23
UBS
Switzerland
$1.2M 57,674 +6,338 +12%
Wells Fargo
24
Wells Fargo
California
$1.17M 56,143 +17,332 +45%
IT
25
Independence Trust
Tennessee
$1.07M 51,361 +20,820 +68%
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