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TRI-Continental Corp

61 hedge funds and large institutions have $248M invested in TRI-Continental Corp in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

17% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 18

0.16% less ownership

Funds ownership: 19.08%18.92% (-0.16%)

1% less capital invested

Capital invested by funds: $251M → $248M (-$2.31M)

8% less funds holding

Funds holding: 6661 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
61
Holders Change
-5
Holders Change %
-7.58%
% of All Funds
1.77%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.26%
New
1
Increased
21
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$39.3M +$798K +37,866 +2%
KIM
2
Karpus Investment Management
New York
$35.7M +$434K +20,588 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.1M +$54.3K +2,575 +0.2%
GFM
4
Gramercy Funds Management
Connecticut
$27.8M -$377K -17,861 -1%
RCM
5
Rivernorth Capital Management
Florida
$22.4M
1CP
6
1607 Capital Partners
Virginia
$14.5M +$160K +7,600 +1%
RJA
7
Raymond James & Associates
Florida
$8.93M +$61.6K +2,923 +0.7%
BI
8
Bulldog Investors
New Jersey
$8.19M
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.03M -$79.9K -3,790 -1%
Morgan Stanley
10
Morgan Stanley
New York
$5.67M +$183K +8,667 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.29M -$312K -14,808 -7%
COLIM
12
City of London Investment Management
United Kingdom
$4M -$671K -31,825 -14%
SFS
13
Shaker Financial Services
Virginia
$3.93M -$489K -23,200 -11%
WAM
14
Wolverine Asset Management
Illinois
$3.88M +$962K +45,611 +32%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$3.34M
CA
16
Cornerstone Advisors
North Carolina
$2.69M +$891K +42,263 +49%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$2.51M
Bank of America
18
Bank of America
North Carolina
$2.43M +$110K +5,211 +5%
DA
19
Doliver Advisors
Texas
$2.12M -$110K -5,197 -5%
AA
20
Ancora Advisors
Ohio
$1.98M
SG Americas Securities
21
SG Americas Securities
New York
$1.86M -$6.35K -301 -0.3%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.32M -$1.22K -58 -0.1%
U
23
UBS
Switzerland
$1.2M +$134K +6,338 +12%
Wells Fargo
24
Wells Fargo
California
$1.17M +$365K +17,332 +45%
IT
25
Independence Trust
Tennessee
$1.07M +$439K +20,820 +68%