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TRI-Continental Corp
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Overview Fund Activity

106 hedge funds and large institutions have $187M invested in TRI-Continental Corp in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 11 closing their positions.

Holders
106
Holders Change
+1
Holders Change %
+0.95%
% of All Funds
2.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
12
Increased
33
Reduced
28
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NMC
1
Nine Masts Capital
Hong Kong
$2.38M
2
DBT
2
Dubuque Bank & Trust
Iowa
$6.57M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.88M
4
1CP
4
1607 Capital Partners
Virginia
$7.89M
5
CA
5
Cornerstone Advisors
North Carolina
$13.4M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
RVPG
2
Relative Value Partners Group
$32.7M
3
BI
3
Bulldog Investors
New Jersey
$4.52M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$12.1M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.15M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$32.7M 1,216,966 -84,594 -6%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$16.1M 577,835 -1,005 -0.2%
CA
3
Cornerstone Advisors
North Carolina
$13.4M 481,962 +33,674 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
$12.1M 433,658 -43,517 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.88M 354,580 +35,174 +11%
SFS
6
Shaker Financial Services
Virginia
$9.55M 342,780 +229 +0.1%
1CP
7
1607 Capital Partners
Virginia
$7.89M 283,070 +34,400 +14%
RJA
8
Raymond James & Associates
Florida
$6.95M 249,206 +19,721 +9%
DBT
9
Dubuque Bank & Trust
Iowa
$6.57M 235,868 +35,876 +18%
Wells Fargo
10
Wells Fargo
California
$6.03M 216,270 +12,377 +6%
Morgan Stanley
11
Morgan Stanley
New York
$5.74M 206,055 -7,394 -3%
Bank of America
12
Bank of America
North Carolina
$5.51M 197,566 -2,590 -1%
BI
13
Bulldog Investors
New Jersey
$4.52M 162,318 -79,825 -33%
UBS Group
14
UBS Group
Switzerland
$3.61M 129,369 +7,685 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.35M 120,000 – –
Stifel Financial
16
Stifel Financial
Missouri
$3.04M 108,854 +19,338 +22%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.62M 93,828 +2,642 +3%
SFM
18
Signature Financial Management
Virginia
$2.4M 86,114 – –
NMC
19
Nine Masts Capital
Hong Kong
$2.38M 88,200 +80,172 +999%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.34M 84,063 +10,383 +14%
KLI
21
Kelman-Lazarov Inc
Tennessee
$1.82M 65,436 -14,331 -18%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.8M 64,591 +7,514 +13%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.58M 56,567 -58 -0.1%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.47M 52,766 +23,483 +80%
AA
25
Ancora Advisors
Ohio
$1.37M 49,147 -10,000 -17%
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