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TRI-Continental Corp

106 hedge funds and large institutions have $187M invested in TRI-Continental Corp in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 28

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

1% more funds holding

Funds holding: 105106 (+1)

1% more capital invested

Capital invested by funds: $185M → $187M (+$1.3M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.45% less ownership

Funds ownership: 12.77%12.32% (-0.45%)

Holders
106
Holders Change
+1
Holders Change %
+0.95%
% of All Funds
2.42%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
33
Reduced
28
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$32.7M -$2.32M -84,594 -6%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$16.1M -$27.6K -1,005 -0.2%
CA
3
Cornerstone Advisors
North Carolina
$13.4M +$925K +33,674 +8%
Lazard Asset Management
4
Lazard Asset Management
New York
$12.1M -$1.2M -43,517 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.88M +$967K +35,174 +11%
SFS
6
Shaker Financial Services
Virginia
$9.55M +$6.29K +229 +0.1%
1CP
7
1607 Capital Partners
Virginia
$7.89M +$945K +34,400 +14%
RJA
8
Raymond James & Associates
Florida
$6.95M +$542K +19,721 +9%
DBT
9
Dubuque Bank & Trust
Iowa
$6.57M +$986K +35,876 +18%
Wells Fargo
10
Wells Fargo
California
$6.03M +$340K +12,377 +6%
Morgan Stanley
11
Morgan Stanley
New York
$5.74M -$203K -7,394 -3%
Bank of America
12
Bank of America
North Carolina
$5.51M -$71.2K -2,590 -1%
BI
13
Bulldog Investors
New Jersey
$4.52M -$2.19M -79,825 -33%
UBS Group
14
UBS Group
Switzerland
$3.61M +$211K +7,685 +6%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.35M
Stifel Financial
16
Stifel Financial
Missouri
$3.04M +$531K +19,338 +22%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.62M +$72.6K +2,642 +3%
SFM
18
Signature Financial Management
Virginia
$2.4M
NMC
19
Nine Masts Capital
Hong Kong
$2.38M +$2.2M +80,172 +999%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.34M +$285K +10,383 +14%
KLI
21
Kelman-Lazarov Inc
Tennessee
$1.82M -$394K -14,331 -18%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.8M +$207K +7,514 +13%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.58M -$1.59K -58 -0.1%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.47M +$645K +23,483 +80%
AA
25
Ancora Advisors
Ohio
$1.37M -$275K -10,000 -17%