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TRI-Continental Corp

71 hedge funds and large institutions have $233M invested in TRI-Continental Corp in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

2% more capital invested

Capital invested by funds: $229M → $233M (+$3.96M)

0% more funds holding

Funds holding: 7171 (0)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

0.03% less ownership

Funds ownership: 18.87%18.84% (-0.03%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
71
Holders Change
Holders Change %
0%
% of All Funds
1.86%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
14
Increased
19
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$39.9M +$650K +32,155 +2%
RVPG
2
Relative Value Partners Group
$36.2M -$1.64M -81,213 -4%
RCM
3
Rivernorth Capital Management
Florida
$23.2M +$609K +30,128 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
$22.5M -$4.11M -203,373 -15%
GFM
5
Gramercy Funds Management
Connecticut
$22.1M -$1.42M -70,249 -6%
1CP
6
1607 Capital Partners
Virginia
$11.5M -$885K -43,800 -7%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$9.82M +$834K +41,253 +9%
RJA
8
Raymond James & Associates
Florida
$9.27M +$104K +5,153 +1%
BI
9
Bulldog Investors
New Jersey
$7.79M -$65.7K -3,248 -0.8%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.84M -$278K -13,773 -5%
Morgan Stanley
11
Morgan Stanley
New York
$4.38M -$95.2K -4,710 -2%
SFS
12
Shaker Financial Services
Virginia
$3.84M +$413K +20,414 +12%
Bank of America
13
Bank of America
North Carolina
$3.26M +$540K +26,701 +20%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.42M
MNA
15
Manning & Napier Advisors
New York
$2.36M
LCM
16
Landscape Capital Management
New Jersey
$2.31M +$1.61M +79,533 +222%
PPA
17
Parametric Portfolio Associates
Washington
$2.02M -$52.7K -2,609 -3%
Wells Fargo
18
Wells Fargo
California
$1.7M +$54.6K +2,702 +3%
LPL Financial
19
LPL Financial
California
$1.58M +$689K +34,110 +75%
YMRC
20
Yorktown Management & Research Company
Virginia
$1.41M +$404K +20,000 +40%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$1.36M -$222 -11 -0%
AA
22
Ancora Advisors
Ohio
$1.24M +$40.4K +2,000 +3%
SG Americas Securities
23
SG Americas Securities
New York
$1.24M +$1.25M +61,874 New
MC
24
Matisse Capital
Oregon
$1.09M +$1.1M +54,488 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.06M +$59.8K +2,959 +6%