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TRI-Continental Corp
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Overview Fund Activity

71 hedge funds and large institutions have $233M invested in TRI-Continental Corp in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 13 closing their positions.

Holders
71
Holders Change
–
Holders Change %
0%
% of All Funds
1.86%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
14
Increased
19
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$2.31M
2
SG Americas Securities
2
SG Americas Securities
New York
$1.24M
3
MC
3
Matisse Capital
Oregon
$1.09M
4
PFM
4
Premier Fund Managers
United Kingdom
$1.01M
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$9.82M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$22.5M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$0
3
RVPG
3
Relative Value Partners Group
$36.2M
4
GFM
4
Gramercy Funds Management
Connecticut
$22.1M
5
1CP
5
1607 Capital Partners
Virginia
$11.5M
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$39.9M 1,994,804 +32,155 +2%
RVPG
2
Relative Value Partners Group
$36.2M 1,808,541 -81,213 -4%
RCM
3
Rivernorth Capital Management
Florida
$23.2M 1,159,908 +30,128 +3%
Lazard Asset Management
4
Lazard Asset Management
New York
$22.5M 1,126,041 -203,373 -15%
GFM
5
Gramercy Funds Management
Connecticut
$22.1M 1,105,214 -70,249 -6%
1CP
6
1607 Capital Partners
Virginia
$11.5M 573,112 -43,800 -7%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$9.82M 490,602 +41,253 +9%
RJA
8
Raymond James & Associates
Florida
$9.27M 463,025 +5,153 +1%
BI
9
Bulldog Investors
New Jersey
$7.8M 389,371 -3,248 -0.8%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.84M 241,638 -13,773 -5%
Morgan Stanley
11
Morgan Stanley
New York
$4.38M 218,613 -4,710 -2%
SFS
12
Shaker Financial Services
Virginia
$3.84M 191,643 +20,414 +12%
Bank of America
13
Bank of America
North Carolina
$3.26M 163,041 +26,701 +20%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.42M 120,000 – –
MNA
15
Manning & Napier Advisors
New York
– – – –
LCM
16
Landscape Capital Management
New Jersey
$2.31M 115,346 +79,533 +222%
PPA
17
Parametric Portfolio Associates
Washington
$2.02M 100,974 -2,609 -3%
Wells Fargo
18
Wells Fargo
California
$1.7M 84,981 +2,702 +3%
LPL Financial
19
LPL Financial
California
$1.58M 79,819 +34,110 +75%
YMRC
20
Yorktown Management & Research Company
Virginia
$1.41M 70,239 +20,000 +40%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$1.36M 68,137 -11 -0%
AA
22
Ancora Advisors
Ohio
$1.24M 62,000 +2,000 +3%
SG Americas Securities
23
SG Americas Securities
New York
$1.24M 61,874 +61,874 New
MC
24
Matisse Capital
Oregon
$1.09M 54,488 +54,488 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.06M 52,877 +2,959 +6%
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