SG Americas Securities

SG Americas Securities’s TRI-Continental Corp TY Stock Holding History

SG Americas Securities’s Portfolio TY Stock Details TY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-28,798	Closed	-$763K	–	3468
2018 Q2	$763K	Buy	+28,798	New	+$774K	0.01%	1687
2017 Q4	–	Sell	-10,295	Closed	-$263K	–	3650
2017 Q3	$263K	Buy	+10,295	New	+$257K	﹤0.01%	2360
2017 Q2	–	Sell	-5,680	Closed	-$131K	–	3543
2017 Q1	$131K	Buy	+5,680	New	+$130K	﹤0.01%	2776
2016 Q1	–	Sell	-61,874	Closed	-$1.24M	–	3263
2015 Q4	$1.24M	Buy	+61,874	New	+$1.25M	0.01%	1003
2015 Q2	–	Sell	-75,817	Closed	-$1.64M	–	2853
2015 Q1	$1.64M	Sell	75,817 -15,858	-17%	-$341K	0.01%	904
2014 Q4	$1.96M	Buy	91,675 +2,400	+3%	+$50.5K	0.01%	963
2014 Q3	$1.86M	Sell	89,275 -301	-0.3%	-$6.35K	0.01%	905
2014 Q2	$1.88M	Hold	89,576	–	–	0.01%	1029
2014 Q1	$1.8M	Sell	89,576 -23,459	-21%	-$462K	0.01%	931
2013 Q4	$2.26M	Buy	113,035 +8,460	+8%	+$162K	0.01%	896
2013 Q3	$1.92M	Sell	104,575 -4,500	-4%	-$83K	0.01%	956
2013 Q2	$1.95M	Buy	+109,075	New	+$1.97M	0.01%	822

Other funds holding TY

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.7B AUM 22.47% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return