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TRI-Continental Corp

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

11% more funds holding

Funds holding: 8594 (+9)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.42% less ownership

Funds ownership: 14.2%12.78% (-1.4%)

6% less capital invested

Capital invested by funds: $196M → $184M (-$12.3M)

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.34%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$35.1M -$1.93M -77,308 -5%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$15.3M -$280K -11,227 -2%
RJA
3
Raymond James & Associates
Florida
$13.9M +$37.7K +1,514 +0.3%
Lazard Asset Management
4
Lazard Asset Management
New York
$12.8M
CA
5
Cornerstone Advisors
North Carolina
$10.8M +$1.86M +74,724 +21%
RCM
6
Rivernorth Capital Management
Florida
$9.23M -$1.58M -63,539 -15%
1CP
7
1607 Capital Partners
Virginia
$8.53M -$3.53M -141,561 -30%
BI
8
Bulldog Investors
New Jersey
$6.74M -$1.24M -49,734 -16%
Wells Fargo
9
Wells Fargo
California
$6.15M +$1.01M +40,552 +20%
Morgan Stanley
10
Morgan Stanley
New York
$5.66M -$159K -6,397 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.6M +$1.46M +58,599 +36%
Bank of America
12
Bank of America
North Carolina
$4.46M -$90K -3,612 -2%
DBT
13
Dubuque Bank & Trust
Iowa
$4.3M +$1.53M +61,474 +58%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.97M
Geode Capital Management
15
Geode Capital Management
Massachusetts
$2.74M -$1.04M -41,891 -28%
KLI
16
Kelman-Lazarov Inc
Tennessee
$2.22M +$165K +6,622 +8%
SFM
17
Signature Financial Management
Virginia
$2.2M
First Trust Advisors
18
First Trust Advisors
Illinois
$1.98M +$185K +7,409 +11%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.84M +$15.4K +618 +0.9%
MC
20
Matisse Capital
Oregon
$1.81M -$1.81M -72,687 -51%
Stifel Financial
21
Stifel Financial
Missouri
$1.67M +$516K +20,709 +46%
AA
22
Ancora Advisors
Ohio
$1.67M
KIM
23
Karpus Investment Management
New York
$1.61M -$17M -683,018 -92%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.54M -$72.8K -2,920 -5%
Bank of Nova Scotia
25
Bank of Nova Scotia
Ontario, Canada
$1.51M +$1.47M +59,018 New