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TRI-Continental Corp
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Overview Fund Activity

94 hedge funds and large institutions have $184M invested in TRI-Continental Corp in 2017 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
94
Holders Change
+9
Holders Change %
+10.59%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
27
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$10.8M
2
DBT
2
Dubuque Bank & Trust
Iowa
$4.3M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.51M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.6M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.14M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$1.61M
2
1CP
2
1607 Capital Partners
Virginia
$8.53M
3
RVPG
3
Relative Value Partners Group
$35.2M
4
MC
4
Matisse Capital
Oregon
$1.81M
5
RCM
5
Rivernorth Capital Management
Florida
$9.23M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$35.2M 1,375,752 -77,308 -5%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$15.3M 598,880 -11,227 -2%
RJA
3
Raymond James & Associates
Florida
$13.9M 545,335 +1,514 +0.3%
Lazard Asset Management
4
Lazard Asset Management
New York
$12.8M 501,675 – –
CA
5
Cornerstone Advisors
North Carolina
$10.8M 422,478 +74,724 +21%
RCM
6
Rivernorth Capital Management
Florida
$9.23M 359,663 -63,539 -15%
1CP
7
1607 Capital Partners
Virginia
$8.53M 333,937 -141,561 -30%
BI
8
Bulldog Investors
New Jersey
$6.74M 263,957 -49,734 -16%
Wells Fargo
9
Wells Fargo
California
$6.15M 240,585 +40,552 +20%
Morgan Stanley
10
Morgan Stanley
New York
$5.66M 221,556 -6,397 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.6M 219,189 +58,599 +36%
Bank of America
12
Bank of America
North Carolina
$4.46M 174,421 -3,612 -2%
DBT
13
Dubuque Bank & Trust
Iowa
$4.3M 168,231 +61,474 +58%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.97M 120,000 – –
Geode Capital Management
15
Geode Capital Management
Massachusetts
$2.74M 107,159 -41,891 -28%
KLI
16
Kelman-Lazarov Inc
Tennessee
$2.22M 86,722 +6,622 +8%
SFM
17
Signature Financial Management
Virginia
$2.2M 86,114 – –
First Trust Advisors
18
First Trust Advisors
Illinois
$1.98M 77,308 +7,409 +11%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.84M 72,185 +618 +0.9%
MC
20
Matisse Capital
Oregon
$1.81M 70,781 -72,687 -51%
Stifel Financial
21
Stifel Financial
Missouri
$1.67M 65,707 +20,709 +46%
AA
22
Ancora Advisors
Ohio
$1.67M 65,147 – –
KIM
23
Karpus Investment Management
New York
$1.61M 63,042 -683,018 -92%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.55M 60,488 -2,920 -5%
Bank of Nova Scotia
25
Bank of Nova Scotia
Ontario, Canada
$1.51M 59,018 +59,018 New
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