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TRI-Continental Corp
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Overview Fund Activity

58 hedge funds and large institutions have $203M invested in TRI-Continental Corp in 2013 Q2 according to their latest regulatory filings, with 58 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
58
Holders Change
+58
Holders Change %
–
% of All Funds
1.89%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
%
% of All Funds
0.16%
New
58
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$41.1M
2
RVP
2
Relative Value Partners
Illinois
$31.1M
3
GFM
3
Gramercy Funds Management
Connecticut
$26.7M
4
KIM
4
Karpus Investment Management
New York
$19.3M
5
RCM
5
Rivernorth Capital Management
Florida
$19.1M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$41.1M 2,291,444 +2,291,444 New
RVP
2
Relative Value Partners
Illinois
$31.1M 1,736,798 +1,736,798 New
GFM
3
Gramercy Funds Management
Connecticut
$26.7M 1,493,821 +1,493,821 New
KIM
4
Karpus Investment Management
New York
$19.3M 1,075,949 +1,075,949 New
RCM
5
Rivernorth Capital Management
Florida
$19.1M 1,069,182 +1,069,182 New
1CP
6
1607 Capital Partners
Virginia
$12.3M 684,362 +684,362 New
BI
7
Bulldog Investors
New Jersey
$7.01M 391,619 +391,619 New
Morgan Stanley
8
Morgan Stanley
New York
$5.17M 288,841 +288,841 New
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$4.92M 274,732 +274,732 New
COLIM
10
City of London Investment Management
United Kingdom
$4.13M 229,859 +229,859 New
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.11M 229,309 +229,309 New
HSBC Holdings
12
HSBC Holdings
United Kingdom
$2.18M 121,950 +121,950 New
Bank of America
13
Bank of America
North Carolina
$1.99M 111,048 +111,048 New
Goldman Sachs
14
Goldman Sachs
New York
$1.97M 110,049 +110,049 New
SG Americas Securities
15
SG Americas Securities
New York
$1.95M 109,075 +109,075 New
DT
16
Diversified Trust
Tennessee
$1.88M 105,015 +105,015 New
Wells Fargo
17
Wells Fargo
California
$1.81M 100,846 +100,846 New
AA
18
Ancora Advisors
Ohio
$1.7M 95,000 +95,000 New
DA
19
Doliver Advisors
Texas
$1.58M 87,966 +87,966 New
CA
20
Cornerstone Advisors
North Carolina
$1.39M 77,642 +77,642 New
Geode Capital Management
21
Geode Capital Management
Massachusetts
– – – –
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.07M 59,803 +59,803 New
SFS
23
Shaker Financial Services
Virginia
$1.03M 57,720 +57,720 New
Bank of New York Mellon
24
Bank of New York Mellon
New York
$955K 53,364 +53,364 New
TC
25
TFS Capital
Pennsylvania
$818K 45,710 +45,710 New
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