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TRI-Continental Corp

58 hedge funds and large institutions have $203M invested in TRI-Continental Corp in 2013 Q2 according to their latest regulatory filings, with 58 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

17.85% more ownership

Funds ownership: 0%17.85% (+18%)

Holders
58
Holders Change
+58
Holders Change %
% of All Funds
1.89%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
% of All Funds
0.16%
New
58
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$41.1M +$41.3M +2,291,444 New
RVP
2
Relative Value Partners
Illinois
$31.1M +$31.3M +1,736,798 New
GFM
3
Gramercy Funds Management
Connecticut
$26.7M +$26.9M +1,493,821 New
KIM
4
Karpus Investment Management
New York
$19.3M +$19.4M +1,075,949 New
RCM
5
Rivernorth Capital Management
Florida
$19.1M +$19.3M +1,069,182 New
1CP
6
1607 Capital Partners
Virginia
$12.3M +$12.3M +684,362 New
BI
7
Bulldog Investors
New Jersey
$7.01M +$7.06M +391,619 New
Morgan Stanley
8
Morgan Stanley
New York
$5.17M +$5.21M +288,841 New
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$4.92M +$4.95M +274,732 New
COLIM
10
City of London Investment Management
United Kingdom
$4.13M +$4.14M +229,859 New
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.11M +$4.13M +229,309 New
HSBC Holdings
12
HSBC Holdings
United Kingdom
$2.18M +$2.2M +121,950 New
Bank of America
13
Bank of America
North Carolina
$1.99M +$2M +111,048 New
Goldman Sachs
14
Goldman Sachs
New York
$1.97M +$1.98M +110,049 New
SG Americas Securities
15
SG Americas Securities
New York
$1.95M +$1.97M +109,075 New
DT
16
Diversified Trust
Tennessee
$1.88M +$1.89M +105,015 New
Wells Fargo
17
Wells Fargo
California
$1.81M +$1.82M +100,846 New
AA
18
Ancora Advisors
Ohio
$1.7M +$1.71M +95,000 New
DA
19
Doliver Advisors
Texas
$1.57M +$1.59M +87,966 New
CA
20
Cornerstone Advisors
North Carolina
$1.39M +$1.4M +77,642 New
Geode Capital Management
21
Geode Capital Management
Massachusetts
$1.37M
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.07M +$1.08M +59,803 New
SFS
23
Shaker Financial Services
Virginia
$1.03M +$1.04M +57,720 New
Bank of New York Mellon
24
Bank of New York Mellon
New York
$955K +$962K +53,364 New
TC
25
TFS Capital
Pennsylvania
$818K +$824K +45,710 New

TY Hedge Fund Activity: Q2 2013 in Review

58 of the 3,065 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q2 2013, worth a combined $203M.

Buyers outnumbered sellers: 58 funds opened new TY positions and 0 closed out — a net gain of 58 holders — while 0 added to existing stakes and 0 trimmed.

  • 58 institutional investors held TRI-Continental Corp (TY) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $203M of TRI-Continental Corp stock for Q2 2013.
  • 58 funds opened new TRI-Continental Corp positions in Q2 2013 and 0 closed out, a net change of +58 holders.

Based on aggregated 13F filings for Q2 2013.