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TRI-Continental Corp

64 hedge funds and large institutions have $238M invested in TRI-Continental Corp in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

2% more funds holding

Funds holding: 6364 (+1)

3% more capital invested

Capital invested by funds: $231M → $238M (+$6.66M)

0.68% more ownership

Funds ownership: 18.34%19.03% (+0.68%)

30% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 23

Holders
64
Holders Change
+1
Holders Change %
+1.59%
% of All Funds
1.85%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.23%
New
5
Increased
16
Reduced
23
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$36.3M -$100K -5,077 -0.3%
Lazard Asset Management
2
Lazard Asset Management
New York
$34.9M -$9.54M -484,018 -22%
KIM
3
Karpus Investment Management
New York
$31.9M +$5.17M +262,198 +20%
GFM
4
Gramercy Funds Management
Connecticut
$27.1M -$334K -16,939 -1%
RCM
5
Rivernorth Capital Management
Florida
$21.5M
1CP
6
1607 Capital Partners
Virginia
$14.1M -$114K -5,800 -0.8%
RJA
7
Raymond James & Associates
Florida
$8.13M +$7.63M +387,506 +2,234%
BI
8
Bulldog Investors
New Jersey
$7.88M +$78.8K +4,000 +1%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$7.24M +$1.29M +65,560 +22%
Morgan Stanley
10
Morgan Stanley
New York
$5.23M -$229K -11,620 -4%
COLIM
11
City of London Investment Management
United Kingdom
$4.5M -$143K -7,275 -3%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.36M +$9.4K +477 +0.2%
SFS
13
Shaker Financial Services
Virginia
$3.93M +$2.18M +110,498 +130%
DA
14
Doliver Advisors
Texas
$2.56M -$355K -18,020 -12%
Bank of America
15
Bank of America
North Carolina
$2.22M -$407K -20,664 -16%
Goldman Sachs
16
Goldman Sachs
New York
$2.09M +$265K +13,446 +15%
HSBC Holdings
17
HSBC Holdings
United Kingdom
$1.93M
WAM
18
Wolverine Asset Management
Illinois
$1.91M +$1.88M +95,283 New
AA
19
Ancora Advisors
Ohio
$1.91M
SG Americas Securities
20
SG Americas Securities
New York
$1.8M -$462K -23,459 -21%
CA
21
Cornerstone Advisors
North Carolina
$1.43M -$124K -6,276 -8%
1832 Asset Management
22
1832 Asset Management
Ontario, Canada
$1.4M
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.27M -$3.59K -182 -0.3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$1.05M +$137K +6,957 +15%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$987K -$33K -1,674 -3%