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TRI-Continental Corp

130 hedge funds and large institutions have $204M invested in TRI-Continental Corp in 2024 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

4% more funds holding

Funds holding: 125130 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1% less ownership

Funds ownership: 13.33%12.33% (-1%)

2% less capital invested

Capital invested by funds: $207M → $204M (-$3.12M)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

Holders
130
Holders Change
+5
Holders Change %
+4%
% of All Funds
1.87%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
15
Increased
32
Reduced
41
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$16.9M -$545K -18,544 -3%
Morgan Stanley
2
Morgan Stanley
New York
$16.6M -$19.2M -653,664 -55%
BFS
3
Bard Financial Services
Connecticut
$15.9M -$599K -20,388 -4%
Lazard Asset Management
4
Lazard Asset Management
New York
$13.9M
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$12.7M -$58.2K -1,978 -0.5%
RJA
6
Raymond James & Associates
Florida
$9.2M -$165K -5,604 -2%
Wells Fargo
7
Wells Fargo
California
$8.16M -$139K -4,713 -2%
UBS Group
8
UBS Group
Switzerland
$7.5M -$236K -8,029 -3%
HB
9
HTLF Bank
Colorado
$7.21M -$147K -5,011 -2%
RVPG
10
Relative Value Partners Group
$6.84M -$156K -5,295 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.58M -$278K -9,470 -4%
UCI
12
Uncommon Cents Investing
Wisconsin
$5.17M -$22.2K -754 -0.4%
CA
13
Cornerstone Advisors
North Carolina
$4.37M +$1.62M +55,141 +64%
HWAM
14
Hennion & Walsh Asset Management
New Jersey
$4M -$77.7K -2,641 -2%
Wealth Enhancement Advisory Services
15
Wealth Enhancement Advisory Services
Minnesota
$3.51M -$146K -4,964 -4%
Stifel Financial
16
Stifel Financial
Missouri
$3.14M -$67K -2,277 -2%
1IA
17
1620 Investment Advisors
Massachusetts
$2.73M +$43K +1,464 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$2.67M -$84.2K -2,862 -3%
DADC
19
D.A. Davidson & Co
Montana
$2.49M -$20.7K -705 -0.9%
CFA
20
Capstone Financial Advisors
Illinois
$2.33M
Mariner
21
Mariner
Kansas
$2.28M +$17.5K +594 +0.8%
SFS
22
Shaker Financial Services
Virginia
$2.14M +$971K +33,011 +91%
IWC
23
Integrated Wealth Concepts
Massachusetts
$2.11M -$86.8K -2,951 -4%
Osaic Holdings
24
Osaic Holdings
Arizona
$1.99M -$26.5K -900 -1%
RCM
25
RB Capital Management
Nevada
$1.78M -$82.7K -2,813 -5%