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TRI-Continental Corp

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

4% more funds holding

Funds holding: 99103 (+4)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.2% less ownership

Funds ownership: 10.02%9.82% (-0.2%)

1% less capital invested

Capital invested by funds: $146M → $144M (-$1.41M)

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$19M -$678K -25,116 -3%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$14.3M -$360K -13,335 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.7M
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.1M +$256K +9,481 +2%
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M +$328K +12,138 +4%
Wells Fargo
6
Wells Fargo
California
$8.04M +$291K +10,770 +4%
UBS Group
7
UBS Group
Switzerland
$7.59M -$153K -5,664 -2%
RJA
8
Raymond James & Associates
Florida
$7.34M +$29.4K +1,088 +0.4%
Morgan Stanley
9
Morgan Stanley
New York
$6.35M -$347K -12,860 -5%
Bank of America
10
Bank of America
North Carolina
$4.67M -$680K -25,201 -13%
PPA
11
Parametric Portfolio Associates
Washington
$3.09M +$1.28M +47,449 +72%
UCI
12
Uncommon Cents Investing
Wisconsin
$2.85M +$20.9K +775 +0.7%
Stifel Financial
13
Stifel Financial
Missouri
$2.56M +$499K +18,490 +25%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.47M +$52.7K +1,952 +2%
Brown Advisory
15
Brown Advisory
Maryland
$2.35M
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.08M -$59K -2,186 -3%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$2.02M -$2.23M -82,500 -53%
LCM
18
Landscape Capital Management
New Jersey
$1.88M -$360K -13,336 -16%
SFS
19
Shaker Financial Services
Virginia
$1.78M +$1.54M +57,172 +695%
RCM
20
RB Capital Management
Nevada
$1.33M -$36.7K -1,360 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.31M +$123K +4,574 +10%
AA
22
Ancora Advisors
Ohio
$1.23M
CA
23
Cornerstone Advisory
Maryland
$1.1M +$151K +5,601 +16%
CAN
24
Cetera Advisor Networks
California
$1.05M -$169K -6,247 -14%
SP
25
Successful Portfolios
Florida
$1.04M +$15.7K +581 +2%