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TRI-Continental Corp
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Overview Fund Activity

103 hedge funds and large institutions have $144M invested in TRI-Continental Corp in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$1.78M
2
PPA
2
Parametric Portfolio Associates
Washington
$3.09M
3
DADC
3
D.A. Davidson & Co
Montana
$724K
4
Stifel Financial
4
Stifel Financial
Missouri
$2.56M
5
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$2.02M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$834K
4
Bank of America
4
Bank of America
North Carolina
$4.67M
5
RVPG
5
Relative Value Partners Group
$19M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$19M 697,047 -25,116 -3%
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$14.3M 523,353 -13,335 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.7M 428,975 – –
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.1M 409,022 +9,481 +2%
DBT
5
Dubuque Bank & Trust
Iowa
$8.48M 311,297 +12,138 +4%
Wells Fargo
6
Wells Fargo
California
$8.04M 295,124 +10,770 +4%
UBS Group
7
UBS Group
Switzerland
$7.59M 278,506 -5,664 -2%
RJA
8
Raymond James & Associates
Florida
$7.34M 269,460 +1,088 +0.4%
Morgan Stanley
9
Morgan Stanley
New York
$6.35M 233,104 -12,860 -5%
Bank of America
10
Bank of America
North Carolina
$4.67M 171,189 -25,201 -13%
PPA
11
Parametric Portfolio Associates
Washington
$3.09M 113,246 +47,449 +72%
UCI
12
Uncommon Cents Investing
Wisconsin
$2.85M 104,438 +775 +0.7%
Stifel Financial
13
Stifel Financial
Missouri
$2.56M 93,864 +18,490 +25%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.47M 90,517 +1,952 +2%
Brown Advisory
15
Brown Advisory
Maryland
$2.35M 86,114 – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.08M 76,196 -2,186 -3%
1832 Asset Management
17
1832 Asset Management
Ontario, Canada
$2.02M 74,500 -82,500 -53%
LCM
18
Landscape Capital Management
New Jersey
$1.88M 68,944 -13,336 -16%
SFS
19
Shaker Financial Services
Virginia
$1.78M 65,396 +57,172 +695%
RCM
20
RB Capital Management
Nevada
$1.33M 49,660 -1,360 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.31M 48,137 +4,574 +10%
AA
22
Ancora Advisors
Ohio
$1.23M 45,233 – –
CA
23
Cornerstone Advisory
Maryland
$1.1M 40,401 +5,601 +16%
CAN
24
Cetera Advisor Networks
California
$1.05M 38,615 -6,247 -14%
SP
25
Successful Portfolios
Florida
$1.04M 38,091 +581 +2%
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