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TRI-Continental Corp

72 hedge funds and large institutions have $218M invested in TRI-Continental Corp in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

3% more funds holding

Funds holding: 7072 (+2)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1.53% less ownership

Funds ownership: 18.62%17.09% (-1.5%)

6% less capital invested

Capital invested by funds: $231M → $218M (-$12.8M)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
1.92%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
10
Increased
17
Reduced
21
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$33.4M -$7.37M -364,084 -18%
RVPG
2
Relative Value Partners Group
$31.7M -$4.83M -238,878 -13%
RCM
3
Rivernorth Capital Management
Florida
$22.4M -$3.17M -156,825 -13%
GFM
4
Gramercy Funds Management
Connecticut
$22.1M -$20.2K -1,000 -0.1%
Lazard Asset Management
5
Lazard Asset Management
New York
$18.1M -$4.82M -237,910 -21%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$10.1M -$601K -29,705 -6%
1CP
7
1607 Capital Partners
Virginia
$9.74M -$259K -12,800 -3%
RJA
8
Raymond James & Associates
Florida
$9.15M -$206K -10,176 -2%
BI
9
Bulldog Investors
New Jersey
$6.44M
LCM
10
Landscape Capital Management
New Jersey
$4.94M +$1.67M +82,695 +52%
Morgan Stanley
11
Morgan Stanley
New York
$4.78M +$703K +34,709 +18%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.64M -$400K -19,766 -8%
Bank of America
13
Bank of America
North Carolina
$3.09M -$356K -17,595 -10%
Citigroup
14
Citigroup
New York
$2.65M +$1.04M +51,248 +66%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.48M
MNA
16
Manning & Napier Advisors
New York
$2.12M
Geode Capital Management
17
Geode Capital Management
Massachusetts
$1.81M
SFM
18
Signature Financial Management
Virginia
$1.77M
YMRC
19
Yorktown Management & Research Company
Virginia
$1.44M
Wells Fargo
20
Wells Fargo
California
$1.44M +$2.94K +145 +0.2%
CA
21
Cornerstone Advisors
North Carolina
$1.44M +$1.42M +70,067 New
MC
22
Matisse Capital
Oregon
$1.38M +$289K +14,295 +27%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.35M +$375K +18,536 +39%
KLI
24
Kelman-Lazarov Inc
Tennessee
$1.32M +$74.9K +3,700 +6%
AA
25
Ancora Advisors
Ohio
$1.28M +$2.98K +147 +0.2%