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TRI-Continental Corp
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Overview Fund Activity

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
1
United Capital Financial Advisors
Texas
$1.98M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$1.9M
3
UBS Group
3
UBS Group
Switzerland
$1.12M
4
CB
4
Commerce Bank
Missouri
$1.01M
5
MIG
5
Mariner Investment Group
New York
$969K

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$26.8M
2
WAM
2
Wolverine Asset Management
Illinois
$2.67M
3
COLIM
3
City of London Investment Management
United Kingdom
$3.2M
4
KIM
4
Karpus Investment Management
New York
$36M
5
CA
5
Cornerstone Advisors
North Carolina
$2.24M
Name Market Value Shares Shares
Change 		Shares
Change %
RVP
1
Relative Value Partners
Illinois
$41.2M 1,922,312 +40,594 +2%
KIM
2
Karpus Investment Management
New York
$36M 1,680,672 -32,201 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.7M 1,387,014 -5,475 -0.4%
GFM
4
Gramercy Funds Management
Connecticut
$26.8M 1,253,247 -77,300 -6%
RCM
5
Rivernorth Capital Management
Florida
$23.1M 1,079,196 +8,214 +0.8%
1CP
6
1607 Capital Partners
Virginia
$14.9M 694,114 – –
RJA
7
Raymond James & Associates
Florida
$9.24M 431,326 +3,276 +0.8%
BI
8
Bulldog Investors
New Jersey
$8.41M 392,619 – –
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.07M 377,137 -7,820 -2%
Morgan Stanley
10
Morgan Stanley
New York
$6.01M 280,775 +9,143 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.56M 212,736 +6,918 +3%
SFS
12
Shaker Financial Services
Virginia
$3.58M 167,125 -21,257 -11%
COLIM
13
City of London Investment Management
United Kingdom
$3.2M 149,485 -42,174 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
– – – –
WAM
15
Wolverine Asset Management
Illinois
$2.67M 124,809 -61,179 -33%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.57M 120,000 – –
Bank of America
17
Bank of America
North Carolina
$2.52M 117,790 +1,361 +1%
CA
18
Cornerstone Advisors
North Carolina
$2.24M 104,407 -24,722 -19%
Wells Fargo
19
Wells Fargo
California
$2.07M 96,861 +40,718 +73%
UCFA
20
United Capital Financial Advisors
Texas
$1.98M 92,630 +92,630 New
SG Americas Securities
21
SG Americas Securities
New York
$1.96M 91,675 +2,400 +3%
IT
22
Independence Trust
Tennessee
$1.95M 91,261 +39,900 +78%
AA
23
Ancora Advisors
Ohio
$1.93M 90,000 -5,000 -5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.9M 88,904 +88,904 New
DA
25
Doliver Advisors
Texas
$1.69M 78,758 -22,858 -22%
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