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TRI-Continental Corp

70 hedge funds and large institutions have $258M invested in TRI-Continental Corp in 2014 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

15% more funds holding

Funds holding: 6170 (+9)

4% more capital invested

Capital invested by funds: $248M → $258M (+$9.5M)

0.25% more ownership

Funds ownership: 18.92%19.17% (+0.25%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.87%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.21%
New
14
Increased
21
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$41.2M +$855K +40,594 +2%
KIM
2
Karpus Investment Management
New York
$36M -$678K -32,201 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.7M -$115K -5,475 -0.4%
GFM
4
Gramercy Funds Management
Connecticut
$26.8M -$1.63M -77,300 -6%
RCM
5
Rivernorth Capital Management
Florida
$23.1M +$173K +8,214 +0.8%
1CP
6
1607 Capital Partners
Virginia
$14.9M
RJA
7
Raymond James & Associates
Florida
$9.23M +$69K +3,276 +0.8%
BI
8
Bulldog Investors
New Jersey
$8.41M
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.07M -$165K -7,820 -2%
Morgan Stanley
10
Morgan Stanley
New York
$6.01M +$193K +9,143 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.55M +$146K +6,918 +3%
SFS
12
Shaker Financial Services
Virginia
$3.58M -$448K -21,257 -11%
COLIM
13
City of London Investment Management
United Kingdom
$3.2M -$888K -42,174 -22%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$3.19M
WAM
15
Wolverine Asset Management
Illinois
$2.67M -$1.29M -61,179 -33%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.57M
Bank of America
17
Bank of America
North Carolina
$2.52M +$28.7K +1,361 +1%
CA
18
Cornerstone Advisors
North Carolina
$2.23M -$521K -24,722 -19%
Wells Fargo
19
Wells Fargo
California
$2.07M +$858K +40,718 +73%
UCFA
20
United Capital Financial Advisors
Texas
$1.98M +$1.95M +92,630 New
SG Americas Securities
21
SG Americas Securities
New York
$1.96M +$50.5K +2,400 +3%
IT
22
Independence Trust
Tennessee
$1.95M +$840K +39,900 +78%
AA
23
Ancora Advisors
Ohio
$1.93M -$105K -5,000 -5%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.9M +$1.87M +88,904 New
DA
25
Doliver Advisors
Texas
$1.69M -$481K -22,858 -22%