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TRI-Continental Corp
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Overview Fund Activity

85 hedge funds and large institutions have $196M invested in TRI-Continental Corp in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 12 closing their positions.

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
27
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.91M
2
DBT
2
Dubuque Bank & Trust
Iowa
$2.6M
3
RJA
3
Raymond James & Associates
Florida
$13.2M
4
PPA
4
Parametric Portfolio Associates
Washington
$369K
5
CA
5
Cornerstone Advisors
North Carolina
$8.47M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$18.2M
2
LCM
2
Landscape Capital Management
New Jersey
$1.15M
3
RCM
3
Rivernorth Capital Management
Florida
$10.3M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$0
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.58M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$35.4M 1,453,060 -33,238 -2%
KIM
2
Karpus Investment Management
New York
$18.2M 746,060 -537,144 -42%
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$14.9M 610,107 -303 -0%
RJA
4
Raymond James & Associates
Florida
$13.2M 543,821 +91,138 +20%
Lazard Asset Management
5
Lazard Asset Management
New York
$12.2M 501,675 – –
1CP
6
1607 Capital Partners
Virginia
$11.6M 475,498 -19,900 -4%
RCM
7
Rivernorth Capital Management
Florida
$10.3M 423,202 -370,164 -47%
CA
8
Cornerstone Advisors
North Carolina
$8.47M 347,754 +15,133 +5%
BI
9
Bulldog Investors
New Jersey
$7.64M 313,691 – –
Morgan Stanley
10
Morgan Stanley
New York
$5.55M 227,953 +14,691 +7%
Wells Fargo
11
Wells Fargo
California
$4.87M 200,033 +11,678 +6%
Bank of America
12
Bank of America
North Carolina
$4.34M 178,033 +2,558 +1%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.91M 160,590 +117,182 +270%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$3.63M 149,050 +11,292 +8%
MC
15
Matisse Capital
Oregon
$3.49M 143,468 -44,662 -24%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.93M 120,000 – –
DBT
17
Dubuque Bank & Trust
Iowa
$2.6M 106,757 +106,757 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$2.58M 106,130 -78,474 -43%
BC
19
Brinker Capital
Pennsylvania
$2.55M 104,633 -26,371 -20%
SFM
20
Signature Financial Management
Virginia
$2.1M 86,114 – –
KLI
21
Kelman-Lazarov Inc
Tennessee
$1.95M 80,100 +3,599 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.74M 71,567 +674 +1%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.7M 69,899 +8,368 +14%
AA
24
Ancora Advisors
Ohio
$1.59M 65,147 +3,000 +5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.54M 63,408 +3,490 +6%
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