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TRI-Continental Corp

85 hedge funds and large institutions have $196M invested in TRI-Continental Corp in 2017 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

0% more funds holding

Funds holding: 8585 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

2.38% less ownership

Funds ownership: 16.59%14.2% (-2.4%)

10% less capital invested

Capital invested by funds: $219M → $196M (-$22.9M)

Holders
85
Holders Change
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
27
Reduced
25
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$35.4M -$792K -33,238 -2%
KIM
2
Karpus Investment Management
New York
$18.2M -$12.8M -537,144 -42%
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$14.9M -$7.22K -303 -0%
RJA
4
Raymond James & Associates
Florida
$13.2M +$2.17M +91,138 +20%
Lazard Asset Management
5
Lazard Asset Management
New York
$12.2M
1CP
6
1607 Capital Partners
Virginia
$11.6M -$474K -19,900 -4%
RCM
7
Rivernorth Capital Management
Florida
$10.3M -$8.82M -370,164 -47%
CA
8
Cornerstone Advisors
North Carolina
$8.47M +$360K +15,133 +5%
BI
9
Bulldog Investors
New Jersey
$7.64M
Morgan Stanley
10
Morgan Stanley
New York
$5.55M +$350K +14,691 +7%
Wells Fargo
11
Wells Fargo
California
$4.87M +$278K +11,678 +6%
Bank of America
12
Bank of America
North Carolina
$4.33M +$60.9K +2,558 +1%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$3.91M +$2.79M +117,182 +270%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$3.63M +$269K +11,292 +8%
MC
15
Matisse Capital
Oregon
$3.49M -$1.06M -44,662 -24%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.92M
DBT
17
Dubuque Bank & Trust
Iowa
$2.6M +$2.54M +106,757 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$2.58M -$1.87M -78,474 -43%
BC
19
Brinker Capital
Pennsylvania
$2.55M -$628K -26,371 -20%
SFM
20
Signature Financial Management
Virginia
$2.1M
KLI
21
Kelman-Lazarov Inc
Tennessee
$1.95M +$85.7K +3,599 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.74M +$16.1K +674 +1%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.7M +$199K +8,368 +14%
AA
24
Ancora Advisors
Ohio
$1.59M +$71.5K +3,000 +5%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.54M +$83.1K +3,490 +6%