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TRI-Continental Corp

154 hedge funds and large institutions have $225M invested in TRI-Continental Corp in 2025 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 37 increasing their positions, 41 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $206M → $225M (+$18.7M)

3% more funds holding

Funds holding: 149154 (+5)

0.2% more ownership

Funds ownership: 12.51%12.71% (+0.2%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

10% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 41

Holders
154
Holders Change
+5
Holders Change %
+3.36%
% of All Funds
2.02%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
16
Increased
37
Reduced
41
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$22M +$17M +515,716 +391%
Lazard Asset Management
2
Lazard Asset Management
New York
$17.6M +$2.24M +67,821 +15%
Morgan Stanley
3
Morgan Stanley
New York
$17M -$279K -8,468 -2%
BFS
4
Bard Financial Services
Connecticut
$15.1M -$853K -25,843 -5%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$14.2M +$75.5K +2,290 +0.6%
Allspring Global Investments
6
Allspring Global Investments
North Carolina
$11.4M +$813K +24,645 +8%
UBS Group
7
UBS Group
Switzerland
$9.99M -$1.55M -47,074 -14%
Raymond James Financial
8
Raymond James Financial
Florida
$9.05M +$85K +2,577 +1%
Wells Fargo
9
Wells Fargo
California
$7.62M -$271K -8,211 -4%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$6.75M -$163K -4,931 -2%
UCI
11
Uncommon Cents Investing
Wisconsin
$5.41M -$87.1K -2,640 -2%
CA
12
Cornerstone Advisory
Maryland
$4.79M +$59.9K +1,816 +1%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$4.47M +$160K +4,858 +4%
Stifel Financial
14
Stifel Financial
Missouri
$3.41M +$76.1K +2,306 +2%
HWAM
15
Hennion & Walsh Asset Management
New Jersey
$3.3M +$188K +5,697 +6%
1IA
16
1620 Investment Advisors
Massachusetts
$3.12M +$13.8K +417 +0.5%
Mariner
17
Mariner
Kansas
$2.99M +$86K +2,607 +3%
CFA
18
Capstone Financial Advisors
Illinois
$2.57M
DADC
19
D.A. Davidson & Co
Montana
$2.51M +$39.5K +1,196 +2%
First Trust Advisors
20
First Trust Advisors
Illinois
$2.3M +$165K +5,012 +8%
LPL Financial
21
LPL Financial
California
$2.2M +$82.9K +2,513 +4%
PTP
22
Platform Technology Partners
New York
$2.14M
RCM
23
RB Capital Management
Nevada
$2.09M +$19.4K +588 +1%
SC
24
Stolper & Co
Oklahoma
$1.98M -$1.42K -43 -0.1%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$1.93M -$1.49K -45 -0.1%

TY Hedge Fund Activity: Q3 2025 in Review

154 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2025, worth a combined $225M — up 9.1% from $206M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new TY positions and 9 closed out — a net gain of 7 holders — while 37 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $17M. The largest seller was Shaker Financial Services, cutting an estimated $4.94M.

  • 154 institutional investors held TRI-Continental Corp (TY) as of Q3 2025, up from 149 in Q2 2025.
  • Funds reported $225M of TRI-Continental Corp stock for Q3 2025, up 9.1% quarter-over-quarter.
  • 16 funds opened new TRI-Continental Corp positions in Q3 2025 and 9 closed out, a net change of +7 holders.
  • The largest TRI-Continental Corp buyer in Q3 2025 was Saba Capital Management, an estimated $17M added.
  • The largest TRI-Continental Corp seller in Q3 2025 was Shaker Financial Services, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2025.