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TRI-Continental Corp
TY

85 hedge funds and large institutions have $219M invested in TRI-Continental Corp in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

22% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 23

2% more capital invested

Capital invested by funds: $215M → $219M (+$3.73M)

0.71% more ownership

Funds ownership: 15.87% → 16.59% (+0.71%)

0% more funds holding

Funds holding: 85 → 85 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
85
Holders Change
–
Holders Change %
0%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
28
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
+$2.7M
2
LCM
Landscape Capital Management
New Jersey
+$2.64M
3
BC
Brinker Capital
Pennsylvania
+$1.97M
4
1CP
1607 Capital Partners
Virginia
+$1.03M
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$878K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$4.81M
2
GFM
Gramercy Funds Management
Connecticut
-$4.21M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.75M
4
Citigroup
Citigroup
New York
-$1.62M
5
RVPG
Relative Value Partners Group
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
RVPG
1
Relative Value Partners Group
$34.4M -$1.31M -57,444 -4%
KIM
2
Karpus Investment Management
New York
$29.7M -$4.81M -210,210 -14%
RCM
3
Rivernorth Capital Management
Florida
$18.3M -$655K -28,647 -3%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$14.1M -$110K -4,794 -0.8%
Lazard Asset Management
5
Lazard Asset Management
New York
$11.6M – – –
1CP
6
1607 Capital Partners
Virginia
$11.5M +$1.03M +45,000 +10%
RJA
7
Raymond James & Associates
Florida
$10.5M +$88.7K +3,876 +0.9%
LCM
8
Landscape Capital Management
New Jersey
$9.58M +$2.64M +115,276 +37%
CA
9
Cornerstone Advisors
North Carolina
$7.69M +$2.7M +117,837 +55%
BI
10
Bulldog Investors
New Jersey
$7.25M – – –
Morgan Stanley
11
Morgan Stanley
New York
$4.93M +$543K +23,736 +13%
Wells Fargo
12
Wells Fargo
California
$4.35M +$472K +20,636 +12%
MC
13
Matisse Capital
Oregon
$4.35M -$92.2K -4,028 -2%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$4.27M -$874K -38,217 -17%
Bank of America
15
Bank of America
North Carolina
$4.06M +$288K +12,575 +8%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$3.18M +$878K +38,360 +39%
BC
17
Brinker Capital
Pennsylvania
$3.03M +$1.97M +86,108 +192%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$2.78M -$2.75M -120,000 -50%
YMRC
19
Yorktown Management & Research Company
Virginia
$2.2M – – –
SFM
20
Signature Financial Management
Virginia
$1.99M – – –
MNA
21
Manning & Napier Advisors
New York
$1.87M – – –
KLI
22
Kelman-Lazarov Inc
Tennessee
$1.77M +$155K +6,783 +10%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.64M +$27.1K +1,184 +2%
GC
24
Guggenheim Capital
Illinois
$1.53M +$19.2K +837 +1%
AA
25
Ancora Advisors
Ohio
$1.44M – – –
1
2 3 4

TY Hedge Fund Activity: Q1 2017 in Review

85 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q1 2017, worth a combined $219M — up 1.7% from $215M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new TY positions and 9 closed out — a net gain of 2 holders — while 28 added to existing stakes and 23 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $2.7M. The largest seller was Karpus Investment Management, cutting an estimated $4.81M.

  • 85 institutional investors held TRI-Continental Corp (TY) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $219M of TRI-Continental Corp stock for Q1 2017, up 1.7% quarter-over-quarter.
  • 11 funds opened new TRI-Continental Corp positions in Q1 2017 and 9 closed out, a net change of +2 holders.
  • The largest TRI-Continental Corp buyer in Q1 2017 was Cornerstone Advisors, an estimated $2.7M added.
  • The largest TRI-Continental Corp seller in Q1 2017 was Karpus Investment Management, an estimated $4.81M sold.

Based on aggregated 13F filings for Q1 2017.