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TRI-Continental Corp

105 hedge funds and large institutions have $138M invested in TRI-Continental Corp in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 29 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

17% more capital invested

Capital invested by funds: $118M → $138M (+$19.7M)

9% more funds holding

Funds holding: 96105 (+9)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.16% less ownership

Funds ownership: 10.59%10.42% (-0.16%)

3% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 29

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
2.15%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
16
Increased
28
Reduced
29
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BBPWM
1
Blue Bell Private Wealth Management
Pennsylvania
$12.1M -$193K -8,159 -2%
RVPG
2
Relative Value Partners Group
$11.5M -$767K -32,478 -7%
Lazard Asset Management
3
Lazard Asset Management
New York
$10.7M -$21.3K -900 -0.2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.5M +$294K +12,462 +3%
DBT
5
Dubuque Bank & Trust
Iowa
$8.39M -$23.7K -1,005 -0.3%
Morgan Stanley
6
Morgan Stanley
New York
$7.3M +$905K +38,324 +15%
RJA
7
Raymond James & Associates
Florida
$7M -$18K -761 -0.3%
Wells Fargo
8
Wells Fargo
California
$5.75M +$207K +8,787 +4%
SFS
9
Shaker Financial Services
Virginia
$5.45M +$249K +10,548 +5%
PPA
10
Parametric Portfolio Associates
Washington
$5.41M -$215K -9,098 -4%
UBS Group
11
UBS Group
Switzerland
$5.25M -$1.6M -67,689 -24%
Bank of America
12
Bank of America
North Carolina
$5.04M -$617K -26,126 -11%
UCI
13
Uncommon Cents Investing
Wisconsin
$3.1M +$285K +12,060 +11%
Stifel Financial
14
Stifel Financial
Missouri
$2.92M +$138K +5,836 +5%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$2.92M +$1.04M +43,969 +59%
Brown Advisory
16
Brown Advisory
Maryland
$2.13M
First Trust Advisors
17
First Trust Advisors
Illinois
$2.02M -$97.6K -4,135 -5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.76M +$166K +7,033 +11%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$1.58M +$1.51M +64,127 New
KIM
20
Karpus Investment Management
New York
$1.38M -$480K -20,331 -27%
RCM
21
RB Capital Management
Nevada
$1.33M -$13.1K -554 -1%
MC
22
Matisse Capital
Oregon
$1.24M +$1.18M +50,072 New
CA
23
Cornerstone Advisory
Maryland
$1.08M +$5.36K +227 +0.5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.01M +$102K +4,314 +12%
DADC
25
D.A. Davidson & Co
Montana
$989K +$64.8K +2,746 +7%