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TRI-Continental Corp

114 hedge funds and large institutions have $168M invested in TRI-Continental Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.28% less ownership

Funds ownership: 12.89%12.61% (-0.28%)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

6% less funds holding

Funds holding: 121114 (-7)

6% less capital invested

Capital invested by funds: $179M → $168M (-$10.5M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
9
Increased
31
Reduced
33
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M -$2.84M -102,705 -13%
BFS
2
Bard Financial Services
Connecticut
$16.5M -$306K -11,074 -2%
Lazard Asset Management
3
Lazard Asset Management
New York
$11.5M
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$11.2M -$249K -9,018 -2%
Allspring Global Investments
5
Allspring Global Investments
North Carolina
$11M +$5.26M +190,359 +80%
RVPG
6
Relative Value Partners Group
$9.17M -$118K -4,266 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$7.5M +$110K +3,961 +1%
DBT
8
Dubuque Bank & Trust
Iowa
$7.4M -$236K -8,532 -3%
Wells Fargo
9
Wells Fargo
California
$7.23M +$746K +26,967 +11%
RJA
10
Raymond James & Associates
Florida
$7.08M -$133K -4,795 -2%
Bank of America
11
Bank of America
North Carolina
$4.42M -$65.4K -2,366 -1%
UCI
12
Uncommon Cents Investing
Wisconsin
$4.4M +$24.6K +890 +0.5%
UBS Group
13
UBS Group
Switzerland
$3.88M +$93K +3,363 +2%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.03M
Stifel Financial
15
Stifel Financial
Missouri
$2.97M +$407K +14,720 +14%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.91M +$678K +24,523 +27%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.4M +$1.08M +38,954 +71%
DADC
18
D.A. Davidson & Co
Montana
$2.15M +$148K +5,349 +7%
IWC
19
Integrated Wealth Concepts
Massachusetts
$2.13M +$273K +9,868 +13%
1IA
20
1620 Investment Advisors
Massachusetts
$2.09M +$2.25M +81,511 +21,450%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.93M +$148K +5,342 +8%
CFA
22
Capstone Financial Advisors
Illinois
$1.93M
First Trust Advisors
23
First Trust Advisors
Illinois
$1.85M -$119K -4,292 -6%
RCM
24
RB Capital Management
Nevada
$1.52M -$23.1K -835 -1%
SC
25
Stolper & Co
Oklahoma
$1.49M +$44.9K +1,625 +3%

TY Hedge Fund Activity: Q3 2022 in Review

114 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in TRI-Continental Corp (TY) for Q3 2022, worth a combined $168M — down 5.9% from $179M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of TY and 9 opened new positions — a net loss of 6 holders — while 33 trimmed existing stakes and 31 added.

The largest buyer was Allspring Global Investments, adding an estimated $5.26M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $6.46M sold.

  • 114 institutional investors held TRI-Continental Corp (TY) as of Q3 2022, down from 121 in Q2 2022.
  • Funds reported $168M of TRI-Continental Corp stock for Q3 2022, down 5.9% quarter-over-quarter.
  • 9 funds opened new TRI-Continental Corp positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest TRI-Continental Corp buyer in Q3 2022 was Allspring Global Investments, an estimated $5.26M added.
  • The largest TRI-Continental Corp seller in Q3 2022 was Shaker Financial Services, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2022.