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TRI-Continental Corp

70 hedge funds and large institutions have $265M invested in TRI-Continental Corp in 2015 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 20

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

3% more capital invested

Capital invested by funds: $258M → $265M (+$7.31M)

0.42% more ownership

Funds ownership: 19.17%19.6% (+0.42%)

0% more funds holding

Funds holding: 7070 (0)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

Holders
70
Holders Change
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.19%
New
8
Increased
23
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$42.3M +$573K +26,641 +1%
KIM
2
Karpus Investment Management
New York
$37.3M +$873K +40,587 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$29.6M -$518K -24,100 -2%
GFM
4
Gramercy Funds Management
Connecticut
$26.5M -$699K -32,500 -3%
RCM
5
Rivernorth Capital Management
Florida
$24.3M +$869K +40,388 +4%
1CP
6
1607 Capital Partners
Virginia
$14.3M -$755K -35,100 -5%
RJA
7
Raymond James & Associates
Florida
$10M +$638K +29,637 +7%
BI
8
Bulldog Investors
New Jersey
$8.52M
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$8.27M +$87.5K +4,067 +1%
Morgan Stanley
10
Morgan Stanley
New York
$6.07M -$16.6K -772 -0.3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.55M -$58.6K -2,726 -1%
UCFA
12
United Capital Financial Advisors
Texas
$4.12M +$2.08M +96,536 +104%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.79M +$1.85M +86,083 +97%
COLIM
14
City of London Investment Management
United Kingdom
$3.27M +$34.4K +1,600 +1%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$3.23M
CA
16
Cornerstone Advisors
North Carolina
$2.95M +$684K +31,800 +30%
Bank of America
17
Bank of America
North Carolina
$2.85M +$296K +13,767 +12%
AA
18
Ancora Advisors
Ohio
$2.82M -$1.94M -90,000 Closed
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$2.61M
Wells Fargo
20
Wells Fargo
California
$2.41M +$308K +14,312 +15%
SFS
21
Shaker Financial Services
Virginia
$2.41M -$1.21M -56,198 -34%
YMRC
22
Yorktown Management & Research Company
Virginia
$2.17M +$2.16M +100,239 New
IT
23
Independence Trust
Tennessee
$1.82M -$156K -7,261 -8%
SG Americas Securities
24
SG Americas Securities
New York
$1.64M -$341K -15,858 -17%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.25M -$32.3K -1,500 -3%